TRADITION FINANCIAL SERVICES LTD.

• Principal Place of Business

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

  Web

  https://www.tradition.com

• Complaints Contact

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to advice that (1) is given in connection with a transaction in the course of which the only regulated activities carried on by the firm are regulated activities of the kind mentioned below and (2) relates to the carrying on by the firm of those activities in the course of that transaction. The activities mentioned above are arranging (bringing about) deals in investments and making arrangements with a view to transactions in investments.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Konstantinos Vassili Antikides

  IRN KVA01006

  • CF26 Customer Trading (28 Dec 2006 to 25 Feb 2007)
• Korhan Bayraktar

  IRN KXB01772

  • CF30 Customer (20 Jun 2013 to 30 Nov 2017)
• Ladd Louis Knipmeyer

  IRN LXK01144

  • CF30 Customer (31 Mar 2008 to 26 Nov 2008)
• Lars Kromli

  IRN LXK01051

  • CF30 Customer (7 Aug 2008 to 30 Apr 2010)
• Laura Ellen Pudney

  IRN LXP18091

  • CF30 Customer (2 Aug 2019 to 8 Dec 2019)
• Laura Eva

  IRN LXT01248

  • [FCA CF] Client dealing (4 May 2021 to 31 Mar 2025)
  • CF30 Customer (24 Feb 2012 to 8 Dec 2019)
• Lawrence Eaglestone

  IRN LXE01131

  • CF30 Customer (15 Jan 2013 to 30 Jun 2015)
• Lee Spencer Hayward

  IRN LSH01014

  • [FCA CF] Client dealing (since 26 Jan 2021)
  • CF30 Customer (5 Jun 2013 to 8 Dec 2019)
• Leonora Alice Jayne Ryle

  IRN LAR01079

  • [FCA CF] Client dealing (since 8 Jan 2021)
  • CF30 Customer (17 Mar 2016 to 8 Dec 2019)
• Lili Sophia Kettlewell

  IRN LSK01013

  • [FCA CF] Client dealing (since 19 Aug 2024)
  • [FCA CF] Client dealing (8 Jan 2021 to 30 Nov 2022)
  • CF30 Customer (15 Jun 2018 to 8 Dec 2019)

No changes recorded yet.