TRADITION FINANCIAL SERVICES LTD.

• Principal Place of Business

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

  Web

  https://www.tradition.com

• Complaints Contact

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to advice that (1) is given in connection with a transaction in the course of which the only regulated activities carried on by the firm are regulated activities of the kind mentioned below and (2) relates to the carrying on by the firm of those activities in the course of that transaction. The activities mentioned above are arranging (bringing about) deals in investments and making arrangements with a view to transactions in investments.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ellis Walford

  IRN EXW00091

  • [FCA CF] Client dealing (since 17 Jul 2023)
• Emily Soltow

  IRN EXS00262

  • [FCA CF] Client dealing (1 Nov 2022 to 5 Nov 2025)
• Erin Costello

  IRN EXC01364

  • CF30 Customer (24 Aug 2011 to 29 Aug 2014)
• Erin Rose Kelly

  IRN EXK00087

  • [FCA CF] Client dealing (since 2 Aug 2021)
• Evangelia Tagkadiadi

  IRN EXT01118

  • [FCA CF] Client dealing (9 Mar 2021 to 8 Mar 2022)
  • CF30 Customer (11 Dec 2007 to 8 Dec 2019)
• Faisal Mahmoud Sheikh

  IRN FMS01030

  • SMF5 Head of Internal Audit (since 17 Mar 2026)
• Faye Brown

  IRN FXB01266

  • CF30 Customer (19 Jul 2010 to 8 Dec 2019)
• Filiberto D'aniello

  IRN FXD01175

  • [FCA CF] Client dealing (12 May 2022 to 12 May 2023)
  • CF30 Customer (10 Jul 2009 to 8 Dec 2019)
• Finley Day

  IRN FXD00109

  • [FCA CF] Client dealing (since 18 Dec 2023)
• Fiona Maria Calnan

  IRN FMC01025

  • CF13 Finance (2 Jun 2003 to 7 Jan 2005)

No changes recorded yet.