TP ICAP Markets Limited

Date authorised
1 April 2013
Companies House
00500777
Last scraped
6 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    TP ICAP, 135 Bishopsgate,
    London
    EC2M 3TP
    UNITED KINGDOM
    Phone
    +442070005734
    Web
    https://tpicap.com/tpicap/

  • Complaints Contact

    TP ICAP, 135 Bishopsgate,
    London
    EC2M 3TP
    UNITED KINGDOM
    Phone
    +442070005734

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional, Eligible Counterparty

  • Investment Advice (no pensions)

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trade Settlement Routing

    For Professional, Eligible Counterparty, Certificates representing certain security, Share, Debenture, Government and public security, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trading Platform

    For Professional, Eligible Counterparty, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Specialist Trading Venue

    For Professional, Eligible Counterparty, Rolling spot forex contract, Spread Bet, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Commodity Future, Commodity option and option on commodity future, Government and public security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Unit, Certificates representing certain security, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Unable to engage in dealing on own account, as defined in paragraph 3 of Part 3 of Schedule 2 to the Regulated Activities Order, unless in respect of bonds, structured finance products, emission allowances and derivatives, which have not been declared subject to the clearing obligation in accordance with EMIR, when: i. engaging in ‘matched principal trading’ as defined in the Glossary of defined expressions used in the FCA’s Handbook; and ii. the client has consented to such trading.
    • · May only deal on own account in MiFID financial instruments for the purpose of (i) fulfilling or executing a client order or (ii) gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order.

  • Holds Your Assets

    For Professional, Eligible Counterparty, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Electronic Trade Settlement

    For Professional, Eligible Counterparty, Share, Certificates representing certain security, Debenture, Government and public security, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ryan Cox

    IRN RXC00567

    • (2010)[FCA CF] Client dealing (24 Oct 2022 to 8 Nov 2024)
  • Ryan Meli

    IRN RXM01889

    • (1292)[FCA CF] Client dealing (30 Jun 2020 to 31 Jul 2024)
    • (1291)CF30 Customer (27 Jul 2011 to 8 Dec 2019)
  • Ryan St Ledger

    IRN RXS00387

    • (2130)[FCA CF] Client dealing (2 Dec 2020 to 31 Mar 2021)
  • Ryan Sullivan

    IRN RXS00949

    • (1914)[FCA CF] Client dealing (27 Oct 2023 to 9 Feb 2026)
  • SIMON PAYNE

    IRN SXP02125

    • (1203)[FCA CF] Manager of certification employee (31 Oct 2020 to 12 Jun 2021)
    • (1202)[FCA CF] Client dealing (31 Oct 2020 to 12 Jun 2021)
    • (1201)CF30 Customer (3 Jan 2018 to 8 Dec 2019)
  • STEPHANE NDZIE NGONO

    IRN SXN01444

    • (456)CF30 Customer (19 Dec 2013 to 31 Aug 2014)
  • Saahil Dey

    IRN SXD00815

    • (1850)[FCA CF] Client dealing (22 Jul 2024 to 12 Oct 2024)
  • Saif Tounsi

    IRN SXT02132

    • (1179)[FCA CF] Client dealing (31 Oct 2025 to 25 Nov 2025)
    • (1180)[FCA CF] Manager of certification employee (3 Feb 2025 to 25 Nov 2025)
  • Salim Ghozali

    IRN SXG01549

    • (525)CF30 Customer (1 Nov 2007 to 4 Jun 2009)
    • (526)CF26 Customer Trading (10 Oct 2006 to 31 Oct 2007)
  • Sam Maurice Newman

    IRN SMN01057

    • (2023)[FCA CF] Client dealing (20 Jun 2020 to 31 Jul 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Rematch Ltd (no longer appointed)

    FRN 502323 · Appointed 15 Jun 2009 · Until 14 Oct 2016

  • ICAP Equities Ltd (no longer appointed)

    FRN 481584 · Appointed 11 Apr 2008 · Until 22 Mar 2010

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (269)[FCA CF] Client dealing

  2. controlled function added: (268)[FCA CF] Manager of certification employee

  3. controlled function added: (267)[FCA CF] Client dealing

  4. controlled function added: (266)[FCA CF] Client dealing

  5. controlled function added: (265)[FCA CF] Client dealing

  6. controlled function added: (264)[FCA CF] Client dealing

  7. controlled function added: (263)[FCA CF] Client dealing

  8. controlled function added: (262)[FCA CF] Client dealing

  9. controlled function added: (261)[FCA CF] Material risk taker

  10. controlled function added: (260)[FCA CF] Client dealing

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