TP ICAP Markets Limited

Date authorised
1 April 2013
Companies House
00500777
Last scraped
5 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    TP ICAP, 135 Bishopsgate,
    London
    EC2M 3TP
    UNITED KINGDOM
    Phone
    +442070005734
    Web
    https://tpicap.com/tpicap/

  • Complaints Contact

    TP ICAP, 135 Bishopsgate,
    London
    EC2M 3TP
    UNITED KINGDOM
    Phone
    +442070005734

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional, Eligible Counterparty

  • Investment Advice (no pensions)

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trade Settlement Routing

    For Professional, Eligible Counterparty, Certificates representing certain security, Share, Debenture, Government and public security, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Unit, Certificates representing certain security

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trading Platform

    For Professional, Eligible Counterparty, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Specialist Trading Venue

    For Professional, Eligible Counterparty, Rolling spot forex contract, Spread Bet, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Commodity Future, Commodity option and option on commodity future, Government and public security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Unit, Certificates representing certain security, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Unable to engage in dealing on own account, as defined in paragraph 3 of Part 3 of Schedule 2 to the Regulated Activities Order, unless in respect of bonds, structured finance products, emission allowances and derivatives, which have not been declared subject to the clearing obligation in accordance with EMIR, when: i. engaging in ‘matched principal trading’ as defined in the Glossary of defined expressions used in the FCA’s Handbook; and ii. the client has consented to such trading.
    • · May only deal on own account in MiFID financial instruments for the purpose of (i) fulfilling or executing a client order or (ii) gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order.

  • Holds Your Assets

    For Professional, Eligible Counterparty, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Electronic Trade Settlement

    For Professional, Eligible Counterparty, Share, Certificates representing certain security, Debenture, Government and public security, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Leigh Wilson

    IRN RLW01041

    • (2108)CF26 Customer Trading (10 Oct 2003 to 25 Jul 2005)
  • Robert Michael Norris

    IRN RMN01041

    • (1449)CF30 Customer (17 Apr 2013 to 6 May 2015)
  • Robert Mohan

    IRN RPM01116

    • (1245)[FCA CF] Client dealing (31 Oct 2020 to 31 Dec 2022)
    • (1244)CF30 Customer (3 Jan 2018 to 8 Dec 2019)
  • Robert Parker

    IRN RSP01101

    • (1404)[FCA CF] Client dealing (31 Oct 2020 to 31 Jan 2022)
    • (1403)CF30 Customer (3 Sep 2019 to 8 Dec 2019)
  • Robert Pearce

    IRN RXP01536

    • (739)CF30 Customer (1 Nov 2007 to 13 Apr 2012)
    • (740)CF26 Customer Trading (13 Oct 2006 to 31 Oct 2007)
  • Robert Philip Arnold

    IRN RPA01021

    • (53)CF21 Investment Adviser (28 Sep 2002 to 21 Sep 2005)
  • Robert SILVERSTEIN

    IRN RAS01349

    • (1215)[FCA CF] Material risk taker (1 Jan 2023 to 31 Dec 2023)
    • (1214)[FCA CF] Client dealing (31 Oct 2020 to 8 Nov 2024)
    • (1216)[FCA CF] Manager of certification employee (31 Oct 2020 to 8 Nov 2024)
    • (1213)CF30 Customer (3 Jan 2018 to 8 Dec 2019)
  • Robert Stephen Belcher

    IRN BXR01474

    • (1576)CF30 Customer (3 Jan 2018 to 8 Dec 2019)
  • Robert Timothy Diss

    IRN RTD01015

    • (601)CF30 Customer (1 Nov 2007 to 17 Apr 2015)
    • (602)CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • Robert Walker

    IRN RDW01053

    • (2021)CF30 Customer (1 Nov 2007 to 24 Jul 2014)
    • (2022)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Rematch Ltd (no longer appointed)

    FRN 502323 · Appointed 15 Jun 2009 · Until 14 Oct 2016

  • ICAP Equities Ltd (no longer appointed)

    FRN 481584 · Appointed 11 Apr 2008 · Until 22 Mar 2010

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (239)[FCA CF] Client dealing

  2. controlled function added: (238)[FCA CF] Client dealing

  3. controlled function added: (237)[FCA CF] Client dealing

  4. controlled function added: (236)[FCA CF] Client dealing

  5. controlled function added: (235)[FCA CF] Client dealing

  6. controlled function added: (234)[FCA CF] Client dealing

  7. controlled function added: (233)[FCA CF] Client dealing

  8. controlled function added: (232)[FCA CF] Client dealing

  9. controlled function added: (231)[FCA CF] Client dealing

  10. controlled function added: (230)[FCA CF] Client dealing

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