Tozer LLP

Date authorised
1 April 2013
Companies House
OC312676
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20-22 Bradford Road
    Cleckheaton
    West Yorkshire
    BD19 3JP
    UNITED KINGDOM
    Phone
    +4401274861101
    Web
    https://www.tozer-insurance.co.uk

  • Complaints Contact

    20-22 Bradford Road
    Cleckheaton
    West Yorkshire
    BD19 3JP
    UNITED KINGDOM
    Phone
    +4401274861101

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . MJN Yorkshire Ltd

    IRN XXM01143

    • CF4 Partner (25 Oct 2011 to 30 Dec 2015)
  • Alan Bentley

    IRN AXB00261

    • CF30 Customer (1 Nov 2007 to 1 Nov 2012)
    • CF21 Investment Adviser (1 May 2007 to 31 Oct 2007)
  • Christopher Walmsley

    IRN CXW00027

    • CF30 Customer (2 Jul 2012 to 24 Jun 2015)
  • Jason Michael Tozer

    IRN JMT00041

    • SMF27 Partner (9 Dec 2019 to 31 Mar 2020)
    • CF4 Partner (1 May 2007 to 8 Dec 2019)
  • Lucas Henshaw

    IRN LXH00671

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 3 Dec 2025)
  • Michael David Tozer

    IRN MDT00028

    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Mar 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Mar 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Mar 2022)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF4 Partner (1 May 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 May 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 May 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 May 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 May 2007 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (1 May 2007 to 31 Mar 2009)
  • Nicola Jane Tozer

    IRN NJT01059

    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF16 Compliance Oversight (since 11 May 2022)
    • Responsible for Insurance Distribution (since 11 May 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 May 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (1 May 2007 to 8 Dec 2019)
    • CF22 Investment Adviser (Trainee) (1 May 2007 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.