TOWNSEND GROUP EUROPE LTD.

• Principal Place of Business

  4th Floor

  45 Foubert's Place

  London

  W1F 7QH

  UNITED KINGDOM

  Phone

  +442038552111

  Web

  https://www.townsendgroup.com

• Complaints Contact

  4th Floor

  45 Foubert's Place

  London

  W1F 7QH

  UNITED KINGDOM

  Phone

  +442038552111

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Myles Richard Edward Grover

  IRN MXG00417

  • [FCA CF] Client dealing (since 14 Dec 2021)
• Nicholas Bryan Duff

  IRN NBD01017

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jun 2025)
  • CF30 Customer (26 Jun 2018 to 8 Dec 2019)
• Nicholas Didier John Rush

  IRN NDR01035

  • CF30 Customer (11 Nov 2011 to 7 Nov 2018)
• Nicholas Peter Cooper

  IRN NPC01035

  • CF30 Customer (21 Jul 2010 to 31 Aug 2014)
  • CF1 Director (21 Jul 2010 to 31 Aug 2014)
• Oliver Alexander Hamilton

  IRN OAH01008

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2024)
  • CF30 Customer (27 Jun 2018 to 8 Dec 2019)
• Patricia Maria Barata-Rodrigues

  IRN PMB01166

  • CF30 Customer (22 Aug 2014 to 28 Feb 2015)
• Ronald Lee Weihrauch Jr

  IRN LWR01008

  • Director of firm who is not a certification employee or a SMF manager (since 28 Aug 2024)
  • CF10 Compliance Oversight (3 Mar 2010 to 8 May 2018)
• Terrance Richard Ahern

  IRN TRA01025

  • SMF3 Executive Director (9 Dec 2019 to 17 May 2022)
  • CF1 Director (3 Mar 2010 to 8 Dec 2019)
  • CF30 Customer (3 Mar 2010 to 23 Jul 2018)
• Thomas Vincent Bourke

  IRN TVB01005

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Dec 2024)
  • SMF16 Compliance Oversight (since 23 Dec 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 31 Jul 2024)
  • CF10 Compliance Oversight (25 Apr 2019 to 8 Dec 2019)
• Timothy Neslen

  IRN TXN01237

  • CF30 Customer (9 Sep 2014 to 20 May 2015)

No changes recorded yet.