Towers Watson Limited

• Principal Place of Business

  Watson House

  London Road

  Reigate

  Surrey

  RH2 9PQ

  UNITED KINGDOM

  Phone

  +4401737241144

  Web

  https://www.wtwco.com

• Complaints Contact

  Towers Watson Ltd

  Watson House

  London Road

  Reigate

  Surrey

  RH2 9PQ

  UNITED KINGDOM

  Phone

  +4402031246000

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Suzanne Lucienne Vaughan

  IRN SLV01013

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Sep 2025)
  • CF30 Customer (11 Jul 2014 to 8 Dec 2019)
• Tammy Marie Richardson

  IRN TXR01083

  • [FCA CF] Significant management (2 Jan 2023 to 12 May 2023)
  • [FCA CF] Manager of certification employee (2 Jan 2023 to 12 May 2023)
  • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2022)
  • CF1 Director (20 Feb 2017 to 8 Dec 2019)
• Thi Tung Chau Le

  IRN TXL25796

  • [FCA CF] Client dealing (6 Jan 2020 to 1 Apr 2022)
  • [FCA CF] Functions requiring qualifications (6 Jan 2020 to 1 Apr 2022)
• Thomas Andrew Wood

  IRN TAW01097

  • [FCA CF] Client dealing (9 Dec 2019 to 28 Sep 2020)
  • CF30 Customer (16 Nov 2010 to 8 Dec 2019)
• Thomas Breading

  IRN TXB01765

  • CF30 Customer (20 Mar 2017 to 17 Aug 2018)
• Thomas Christie Sanderson

  IRN TXS03784

  • [FCA CF] Client dealing (11 Apr 2022 to 31 Aug 2024)
• Thomas David Ashworth

  IRN TXA06528

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (24 Sep 2018 to 8 Dec 2019)
• Thomas David Hepworth

  IRN TDH01063

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (3 Sep 2018 to 8 Dec 2019)
• Thomas Edward Gayfer

  IRN TXG17667

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (25 Jul 2019 to 8 Dec 2019)
• Thomas Fraser Webb

  IRN TXW06343

  • [FCA CF] Significant management (1 Feb 2022 to 5 Oct 2023)

• Watson Wyatt International Ltd (no longer appointed)

  FRN 467823 · Appointed 11 May 2007 · Until 7 Feb 2011

No changes recorded yet.