Towers Watson Limited

• Principal Place of Business

  Watson House

  London Road

  Reigate

  Surrey

  RH2 9PQ

  UNITED KINGDOM

  Phone

  +4401737241144

  Web

  https://www.wtwco.com

• Complaints Contact

  Towers Watson Ltd

  Watson House

  London Road

  Reigate

  Surrey

  RH2 9PQ

  UNITED KINGDOM

  Phone

  +4402031246000

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael Andrew Lord

  IRN MXL00147

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Apr 2025)
• Michael Brian Calvert

  IRN MBC01032

  • CF30 Customer (1 Nov 2007 to 1 Oct 2013)
  • CF24 Pension Transfer Specialist (30 Jul 2005 to 31 Oct 2007)
  • CF21 Investment Adviser (30 Jul 2005 to 31 Oct 2007)
• Michael Butterfield

  IRN MXB02471

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Feb 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 6 Feb 2024)
  • CF30 Customer (3 Nov 2008 to 8 Dec 2019)
• Michael Gerry Ferendinos

  IRN MXF00094

  • [FCA CF] Significant management (16 Sep 2024 to 28 Mar 2025)
• Michael Gill

  IRN MFG01062

  • [FCA CF] Manager of certification employee (5 Jan 2021 to 24 Jun 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 24 Jun 2022)
  • CF30 Customer (22 Jul 2016 to 8 Dec 2019)
• Michael Graham Brough

  IRN MXB01697

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (30 Jul 2005 to 31 Oct 2007)
  • CF21 Investment Adviser (30 Jul 2005 to 31 Oct 2007)
• Michael John Pardoe

  IRN MJP01292

  • [FCA CF] Client dealing (9 Dec 2019 to 16 Jan 2023)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (30 Jul 2005 to 31 Oct 2007)
• Michael John Rogers

  IRN MJR01311

  • CF30 Customer (1 Nov 2007 to 8 Apr 2015)
  • CF21 Investment Adviser (30 Jul 2005 to 31 Oct 2007)
• Michael Roy Taylor

  IRN MRT01086

  • CF30 Customer (1 Nov 2007 to 16 Apr 2013)
  • CF21 Investment Adviser (20 Mar 2006 to 31 Oct 2007)
• Michael Smaje

  IRN MXS02192

  • CF30 Customer (1 Nov 2007 to 12 Oct 2011)
  • CF21 Investment Adviser (2 Dec 2005 to 31 Oct 2007)

• Watson Wyatt International Ltd (no longer appointed)

  FRN 467823 · Appointed 11 May 2007 · Until 7 Feb 2011

No changes recorded yet.