Date authorised
1 April 2013
Companies House
05379716
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Watson House
    London Road
    Reigate
    Surrey
    RH2 9PQ
    UNITED KINGDOM
    Phone
    +4401737241144
  • Complaints Contact

    Towers Watson Ltd
    Watson House
    London Road
    Reigate
    Surrey
    RH2 9PQ
    UNITED KINGDOM
    Phone
    +4402031246000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Chandrasekhar Ramamurthy

    IRN CSR01062

    • CF1 Director (18 Nov 2005 to 1 Sep 2011)
    • CF8 Apportionment and Oversight (30 Jul 2005 to 31 Oct 2007)
    • CF3 Chief Executive (30 Jul 2005 to 1 Sep 2011)
  • Charles David Simon Pepper

    IRN CDP01069

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (3 Jun 2011 to 8 Dec 2019)
  • Charles Henry Smith

    IRN CXS00506

    • [FCA CF] Client dealing (since 4 Feb 2022)
  • Charles Peter Ullman

    IRN CPU00002

    • CF30 Customer (1 Nov 2007 to 25 Dec 2010)
    • CF21 Investment Adviser (1 Aug 2005 to 31 Oct 2007)
  • Charlotte Mary Hodges

    IRN CXH20375

    • SMF2 Chief Finance (since 30 Sep 2025)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (8 Nov 2019 to 8 Dec 2019)
  • Chia Wei Lim

    IRN CXL22621

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (25 Oct 2019 to 8 Dec 2019)
  • Chinubhai C Patel

    IRN CCP01023

    • CF30 Customer (1 Nov 2007 to 11 Apr 2009)
    • CF21 Investment Adviser (30 Jul 2005 to 31 Oct 2007)
  • Chris Oliver Jaegemann

    IRN COJ01004

    • CF30 Customer (14 Jun 2017 to 29 Jul 2019)
  • Christina Sakura Lee

    IRN CXL00579

    • [FCA CF] Client dealing (since 18 Aug 2025)
  • Christine Farmer

    IRN CXF01279

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 21 Nov 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 21 Nov 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jan 2022)
    • CF30 Customer (27 Feb 2012 to 17 Apr 2013)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.