TOWERBROOK CAPITAL PARTNERS (U.K.) LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
1 St. James's MarketCarlton St.LondonSW1Y 4AHUNITED KINGDOM- Phone
- +4402074512018
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Complaints Contact
1 St. James's MarketCarlton St.LondonSW1Y 4AHUNITED KINGDOM- Phone
- +4402074512018
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Thierry Edde
IRN TXE01100
- SMF27 Partner (since 14 Oct 2022)
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Thomas Redpath
IRN TXR00352
- SMF27 Partner (since 30 Mar 2026)
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Ulrike Schoeman
IRN UXS15300
- [FCA CF] Client dealing (since 13 Jan 2020)
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Victor Na
IRN VHN01005
- [FCA CF] Client dealing (9 Nov 2021 to 31 Mar 2024)
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Viktor Von Rheinbaben
IRN VXV00029
- [FCA CF] Client dealing (18 Oct 2021 to 31 Dec 2023)
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Winston Maxwell Ginsberg
IRN WMG01008
- SMF27 Partner (9 Dec 2019 to 20 Jan 2020)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF4 Partner (27 Sep 2007 to 8 Dec 2019)
- CF27 Investment Management (23 Feb 2006 to 31 Jul 2007)
- CF21 Investment Adviser (23 Feb 2006 to 31 Oct 2007)
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Yun Yang
IRN YXY01041
- SMF27 Partner (29 Apr 2022 to 15 Oct 2024)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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TowerBrook Financial, L.P.
FRN 576166 · Appointed 28 Feb 2012 · Tied agent
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.