Towcester Financial Planning Ltd

FRN: 416693
Companies House: 06036661
Last scraped: 1 day ago

This firm operates as an appointed representative of St. James's Place Wealth Management Plc. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Tove Court

1 Northampton Road

Towcester

Northants

NN12 6LD

UNITED KINGDOM

Phone

+4401327354035

Web

https://www.towcester-fp.co.uk

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Alison Jane Clark
IRN AXC01056
- (1)Employed By (since 3 May 2023)
Andrew David Betts
IRN ADB01146
- (4)Employed By (since 5 Jan 2005)
Deanne Marie Betts
IRN DXB00680
- (2)Employed By (since 7 Jul 2022)
Howard Matthew Clark
IRN HMC01034
- (3)Employed By (since 5 Jan 2005)
Natasha Ely
IRN NXE77734
- (1)Employed By (24 Sep 2020 to 30 Sep 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.