Toscafund Asset Management LLP

Date authorised
1 April 2013
Companies House
OC320318
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ferguson House
    15 Marylebone Road
    5th Floor
    London
    NW1 5JD
    UNITED KINGDOM
    Phone
    +4402078456100
    Web
    https://www.toscafund.com

  • Complaints Contact

    Ferguson House
    15 Marylebone Road
    5th Floor
    London
    NW1 5JD
    UNITED KINGDOM
    Phone
    +4402078456100
    Web
    https://www.toscafund.com

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Charles Bodker

    IRN CCB01086

    • CF30 Customer (31 Oct 2010 to 1 Jul 2016)
    • CF4 Partner (31 Oct 2010 to 1 Jul 2016)
  • Christopher James Burrows

    IRN CJB01461

    • CF30 Customer (12 Mar 2018 to 8 Dec 2019)
  • Christopher Maelor Jones

    IRN CMJ01028

    • [FCA CF] Significant management (9 Dec 2019 to 7 Oct 2024)
    • CF4 Partner (8 Aug 2008 to 9 Dec 2019)
    • CF30 Customer (8 Aug 2008 to 8 Dec 2019)
  • Christopher Paul Compton

    IRN CPC01031

    • CF30 Customer (3 Dec 2007 to 12 Jul 2010)
    • CF4 Partner (3 Dec 2007 to 12 Jul 2010)
  • Chui Pik Jessica Poon

    IRN JXP01896

    • CF4 Partner (21 Feb 2011 to 29 Feb 2012)
    • CF30 Customer (21 Feb 2011 to 2 Dec 2011)
  • Damon Phillip Barber

    IRN DPB01121

    • SMF1 Chief Executive (since 1 Jan 2025)
    • SMF27 Partner (since 1 Jan 2025)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF30 Customer (31 Jan 2017 to 8 Dec 2019)
    • CF4 Partner (31 Jan 2017 to 9 Dec 2019)
  • Daniel Donald Patrick Tully

    IRN DPT01024

    • [FCA CF] Client dealing (9 Dec 2019 to 15 Jul 2024)
    • CF30 Customer (8 Jun 2015 to 8 Dec 2019)
    • CF4 Partner (8 Jun 2015 to 9 Dec 2019)
  • Daniel John Patrick Cane

    IRN DJC01248

    • CF4 Partner (13 Dec 2012 to 9 Dec 2019)
    • CF30 Customer (16 Jun 2008 to 8 Dec 2019)
  • Danny Mann

    IRN DXM01041

    • [FCA CF] Client dealing (since 1 May 2024)
  • Dean Edward Chilton

    IRN DEC01029

    • CF30 Customer (1 Nov 2007 to 8 Jun 2010)
    • CF27 Investment Management (31 Oct 2006 to 31 Oct 2007)
    • CF4 Partner (31 Oct 2006 to 8 Jun 2010)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.