Topstone Capital Limited

• Principal Place of Business

  11 Berkeley Street

  London

  W1J 8DS

  UNITED KINGDOM

  Phone

  +4402039473720

  Web

  https://www.topstonecap.com

• Complaints Contact

  11 Berkeley Street

  London

  W1J 8DS

  UNITED KINGDOM

  Phone

  +4402039473720

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adrian Martin Jackson

  IRN AMJ01070

  • [FCA CF] Significant management (since 12 Dec 2024)
• Anthony Charles

  IRN ACI01006

  • [FCA CF] Client dealing (15 May 2023 to 10 Apr 2026)
• Farhod Atakulov

  IRN FXA01451

  • 16. Safeguarding and administering investments or holding client money
  • SMF3 Executive Director (since 14 Jul 2023)
  • [FCA CF] CASS oversight function (since 14 Sep 2020)
  • [FCA CF] Functions requiring qualifications (since 14 Sep 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Jun 2020)
  • SMF16 Compliance Oversight (since 9 Jun 2020)
  • [FCA CF] Client dealing (14 Sep 2020 to 13 Apr 2026)
• Jay Bruce Anderson

  IRN JXA00274

  • [FCA CF] Functions requiring qualifications (22 Mar 2021 to 8 Oct 2021)
• Julian Guy Rogers-Coltman

  IRN JXR01228

  • [FCA CF] Client dealing (since 1 Apr 2025)
  • SMF3 Executive Director (since 1 Apr 2025)
  • Director of firm who is not a certification employee or a SMF manager (5 Feb 2021 to 1 Apr 2025)
• Mariacarmen Maselli

  IRN MXM04469

  • SMF3 Executive Director (13 Jan 2025 to 27 Mar 2026)
  • [FCA CF] Manager of certification employee (28 Oct 2024 to 14 Jan 2025)
  • [FCA CF] Client dealing (28 Oct 2024 to 27 Mar 2026)
  • [FCA CF] Significant management (28 Oct 2024 to 14 Jan 2025)
• Markus Heinrich Antonius Koch

  IRN MHK01021

  • [FCA CF] Client dealing (15 May 2023 to 31 Mar 2025)
• Maxim Sergeevich Papanov

  IRN MSP01122

  • CF2 Non Executive Director (6 Dec 2019 to 8 Dec 2019)
• Mikhail Pugachev

  IRN MXP02760

  • [FCA CF] Functions requiring qualifications (4 Mar 2020 to 30 Sep 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (4 Mar 2020 to 16 Jun 2020)
  • SMF16 Compliance Oversight (4 Mar 2020 to 16 Jun 2020)
  • SMF3 Executive Director (4 Mar 2020 to 6 May 2025)
  • [FCA CF] Client dealing (4 Mar 2020 to 30 Nov 2025)
• Mikhail Trebunskikh

  IRN MXT02387

  • 14. Managing investments
  • [FCA CF] Significant management (since 12 Dec 2024)
  • [FCA CF] Functions requiring qualifications (since 17 Jul 2024)
  • [FCA CF] Client dealing (since 17 Jul 2023)
  • [FCA CF] Material risk taker (since 17 Jul 2023)

No changes recorded yet.