Date authorised
1 April 2013
Companies House
03235400
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 13
    Freeland Park
    Wareham Road
    Lytchett Matravers
    Poole
    BH16 6FA
    UNITED KINGDOM
    Phone
    +441273573727
  • Complaints Contact

    Unit 13
    Freeland Park
    Wareham Road
    Lytchett Matravers
    Poole
    BH16 6FA
    UNITED KINGDOM
    Phone
    +441273573727

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Andrew McGowan

    IRN CXM01822

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (23 Mar 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (23 Mar 2010 to 30 Sep 2018)
  • Guy Robert Wilson

    IRN GRW01072

    • CF1 Director (14 Jan 2005 to 8 Apr 2009)
  • Nigel Anthony Hawkes

    IRN NXH87348

    • SMF3 Executive Director (since 30 Sep 2020)
  • Reginald Terence Gibb

    IRN RTG01019

    • CF8 Apportionment and Oversight (14 Jan 2005 to 16 Aug 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 16 Aug 2007)
    • CF3 Chief Executive (14 Jan 2005 to 16 Aug 2007)
  • Ricardo De Cristofano

    IRN RXC87360

    • SMF3 Executive Director (since 30 Sep 2020)
    • Responsible for Insurance Distribution (since 30 Sep 2020)
  • Robert Charles Stevens

    IRN RCS01100

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.