Tokai Tokyo Securities Europe Limited

• Principal Place of Business

  Tokai Tokyo Securities Europe Ltd

  Salisbury House

  London Wall

  London

  City Of London

  EC2M 5QQ

  UNITED KINGDOM

  Phone

  +4407958298844

  Web

  https://www.tokaitokyo-fh.jp/en/corporate/groups/europe/

• Complaints Contact

  Tokai Tokyo Securities Europe Ltd

  Salisbury House

  London Wall

  London

  City Of London

  EC2M 5QQ

  UNITED KINGDOM

  Phone

  +442070704620

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Shinya Kada

  IRN SXK01294

  • CF2 Non Executive Director (26 Jul 2018 to 1 Jul 2019)
• Shizue Bolton

  IRN SXU01015

  • [FCA CF] Client dealing (9 Dec 2019 to 29 Jan 2024)
  • CF30 Customer (5 Jun 2008 to 8 Dec 2019)
• Shuji Takata

  IRN SXT02155

  • CF30 Customer (15 Jun 2016 to 16 Jan 2017)
• Soichi Nakamura

  IRN SXN01116

  • SMF3 Executive Director (since 26 Nov 2020)
  • SMF1 Chief Executive (since 26 Nov 2020)
• Tatsuro Suzuki

  IRN TXS01094

  • CF2 Non Executive Director (16 Jun 2009 to 16 Jun 2010)
• Tomohiro Jitsui

  IRN TXJ01111

  • CF30 Customer (16 Jan 2008 to 28 Aug 2008)
• Yoichi Shukuya

  IRN YXS01102

  • CF3 Chief Executive (27 Sep 2013 to 21 Apr 2017)
  • CF1 Director (27 Sep 2013 to 12 Apr 2017)
  • CF30 Customer (1 Nov 2007 to 21 Apr 2017)
  • CF21 Investment Adviser (19 Mar 2007 to 31 Oct 2007)
• Yoshihiko Kasahara

  IRN YXK01245

  • SMF3 Executive Director (9 Dec 2019 to 26 Nov 2020)
  • SMF1 Chief Executive (9 Dec 2019 to 26 Nov 2020)
  • CF1 Director (12 Apr 2017 to 8 Dec 2019)
  • CF3 Chief Executive (12 Apr 2017 to 8 Dec 2019)
• Yoshimi Maemura

  IRN YXM01174

  • CF2 Non Executive Director (11 Apr 2013 to 30 Apr 2015)
• Yuji Ban

  IRN YXB01204

  • CF2 Non Executive Director (1 May 2018 to 19 Jun 2019)

No changes recorded yet.