Date authorised
1 April 2013
Companies House
01416380
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    A2 Kingfisher House
    Kingsway
    Team Valley Trading Estate
    Gateshead
    Tyne and Wear
    NE11 0JQ
    UNITED KINGDOM
    Phone
    +4401914820050
  • Complaints Contact

    A2 Kingfisher House
    Kingsway
    Team Valley Trading Estate
    Gateshead
    Tyne and Wear
    NE11 0JQ
    UNITED KINGDOM
    Phone
    +4401914827620

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Ferguson

    IRN AXF01378

    • CF3 Chief Executive (AR) (14 Jan 2005 to 6 Jun 2012)
  • Christopher Duncan Scott

    IRN CDS00003

    • CF1 Director (14 Jan 2005 to 19 Sep 2017)
  • David Edmund Mattocks

    IRN DEM01064

    • CF1 Director (AR) (14 Jan 2005 to 24 Apr 2009)
  • David Simon Woodward

    IRN DXW00137

    • [FCA CF] CASS oversight function (since 9 Dec 2019)
  • Glenn Stephen Cue

    IRN GSC01105

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (14 Sep 2017 to 8 Dec 2019)
  • Graham Stephen Hall

    IRN GSH01057

    • CF4 Partner (AR) (6 Jun 2005 to 24 May 2016)
  • Julie Marie Rea

    IRN JMR01295

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (14 Sep 2017 to 8 Dec 2019)
  • Mark Armstrong

    IRN MXA01948

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (4 Oct 2017 to 30 Sep 2018)
    • CF1 Director (13 May 2009 to 8 Dec 2019)
  • Neil Thomas Hart

    IRN NTH01029

    • CF1 Director (AR) (since 2 Mar 2017)
  • Stevan Walter Cue

    IRN SWC00001

    • Responsible for Insurance Mediation (14 Jan 2005 to 19 Sep 2017)
    • CF1 Director (14 Jan 2005 to 19 Sep 2017)
    • CF3 Chief Executive (14 Jan 2005 to 19 Sep 2017)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.