Date authorised
2 September 2016
Companies House
08364643
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Clutha House
    10 Storey's Gate
    London
    SW1P 3AY
    UNITED KINGDOM
    Phone
    +442080169500
  • Complaints Contact

    Clutha House
    10 Storey's Gate
    London
    SW1P 3AY
    UNITED KINGDOM
    Phone
    +442080169500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sara Margareta Chance

    IRN SXH01553

    • CF30 Customer (3 Aug 2023 to 11 Jul 2024)
  • Stephen Dawson

    IRN SXD00439

    • [FCA CF] Material risk taker (since 1 Oct 2021)
    • [FCA CF] Client dealing (since 1 Oct 2021)
  • Stephen Kendrick Holt

    IRN SKH01015

    • CF1 Director (AR) (28 Feb 2022 to 18 Mar 2022)
    • CF30 Customer (28 Feb 2022 to 18 Mar 2022)
    • Appointed representative dealing with clients for which they require qualification (26 Mar 2021 to 1 Apr 2022)
  • Timothy Francis Bell

    IRN TFB01008

    • [FCA CF] Material risk taker (since 15 Jul 2022)
    • [FCA CF] Client dealing (since 2 Aug 2021)
    • CF30 Customer (20 Jun 2020 to 18 Feb 2022)
    • CF1 Director (AR) (20 Jun 2020 to 18 Feb 2022)
  • William Gilmore

    IRN WXG01014

    • [FCA CF] Manager of certification employee (since 1 Jul 2022)
    • [FCA CF] Material risk taker (since 4 Oct 2021)
    • [FCA CF] Client dealing (since 2 Aug 2021)
  • Zaab Sethna

    IRN ZXS01182

    • CF1 Director (AR) (11 Feb 2022 to 24 Jun 2024)
    • CF30 Customer (11 Feb 2022 to 24 Jun 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.