Date authorised
1 April 2013
Companies House
07524836
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Neill Christopher Cotton

    IRN NCC01043

    • [FCA CF] Significant management (19 Dec 2019 to 10 Dec 2025)
  • Neville Charles Hunt

    IRN NCH01069

    • CF1 Director (1 Sep 2011 to 1 Feb 2012)
  • Nicholas Darryl Anning

    IRN NDA01036

    • SMF3 Executive Director (9 Dec 2019 to 18 Jun 2021)
    • CF1 Director (4 Oct 2012 to 8 Dec 2019)
  • Paul Lindus

    IRN PXL00248

    • [FCA CF] Significant management (since 1 Apr 2022)
  • Philip Bonner

    IRN PXB00545

    • [FCA CF] Significant management (since 2 Jan 2023)
  • Robert Mervin Benjamin

    IRN RMB01171

    • CF2 Non Executive Director (1 Sep 2011 to 8 Dec 2019)
  • Roberta Verardi

    IRN RXV00041

    • [FCA CF] Significant management (6 Jul 2020 to 31 Oct 2024)
  • Rodman Reeder Fox

    IRN RRF01019

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 2 Oct 2023)
    • CF2 Non Executive Director (1 Sep 2011 to 8 Dec 2019)
  • Sarah Ann Davies

    IRN SAR01057

    • Director of firm who is not a certification employee or a SMF manager (since 26 Jan 2024)
  • Sebastian Cook

    IRN SXC03179

    • SMF1 Chief Executive (since 31 Jan 2026)
    • Responsible for Insurance Distribution (since 31 Jan 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.