Thornbridge Investment Management LLP

Date authorised
1 February 2016
Companies House
OC398922
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    13 Austin Friars
    London
    EC2N 2HE
    UNITED KINGDOM
    Phone
    +442039724510
    Web
    http://www.thornbridge.com

  • Complaints Contact

    13 Austin Friars
    London
    EC2N 2HE
    UNITED KINGDOM
    Phone
    +442039724510

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Phillip John Scurlock-Davies

    IRN PJS01191

    • CF30 Customer (21 May 2018 to 2 Apr 2019)
  • Pierre-Edouard Harant

    IRN PXH01708

    • CF30 Customer (since 27 Oct 2020)
    • CF4 Partner (AR) (since 27 Oct 2020)
  • Rajesh Sukumaran Nair

    IRN RXS02063

    • CF30 Customer (7 May 2019 to 16 Nov 2020)
    • CF1 Director (AR) (7 May 2019 to 16 Nov 2020)
  • Randolph Jr Sesson

    IRN RXS01350

    • CF1 Director (AR) (12 Aug 2016 to 30 Jun 2019)
    • CF30 Customer (12 Aug 2016 to 30 Jun 2019)
  • Raymond Antony Hugh O'Malley

    IRN RAO01072

    • CF1 Director (AR) (22 May 2017 to 19 Nov 2019)
    • CF30 Customer (22 May 2017 to 19 Nov 2019)
  • Richard Fisher

    IRN RXF01566

    • CF1 Director (AR) (17 Nov 2017 to 18 Sep 2019)
    • CF30 Customer (17 Nov 2017 to 18 Sep 2019)
  • Richard James Talbot Cliff

    IRN RJC01172

    • CF30 Customer (6 Jul 2017 to 4 Jan 2018)
  • Richard John Hulf

    IRN RJH01271

    • CF4 Partner (AR) (since 17 Aug 2021)
    • CF30 Customer (since 17 Aug 2021)
    • CF1 Director (AR) (27 Dec 2024 to 7 Aug 2025)
  • Richard Lewis Tudor

    IRN RLT01028

    • CF4 Partner (AR) (since 28 Mar 2019)
    • CF30 Customer (since 28 Mar 2019)
  • Richard Valentine Watkins

    IRN RVW01009

    • CF1 Director (AR) (23 May 2017 to 7 Feb 2018)
    • CF30 Customer (23 May 2017 to 7 Feb 2018)
    • CF3 Chief Executive (AR) (23 May 2017 to 7 Feb 2018)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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