Thornbridge Investment Management LLP

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FRN: 713859
Date authorised: 1 February 2016
Companies House: OC398922
Last scraped: 1 week ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

13 Austin Friars

London

EC2N 2HE

UNITED KINGDOM

Phone

+442039724510

Web

http://www.thornbridge.com
Complaints Contact

13 Austin Friars

London

EC2N 2HE

UNITED KINGDOM

Phone

+442039724510

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Kalpana Shah
IRN KXS01182
- CF1 Director (AR) (since 15 Nov 2023)
Katherine Youhanna
IRN KXY00080
- CF30 Customer (since 23 Mar 2026)
- CF1 Director (AR) (since 23 Mar 2026)
Katie Louise Richards
IRN KXR00112
- Appointed representative dealing with clients for which they require qualification (4 Jul 2022 to 16 Jan 2023)
- [FCA CF] Client dealing (4 Jul 2022 to 16 Jan 2023)
- CF30 Customer (28 Jun 2022 to 16 Jan 2023)
Kenneth George Tomlin
IRN KGT01013
- CF30 Customer (28 Apr 2022 to 30 Sep 2022)
Kenneth Martin Towers
IRN KMT01022
- CF4 Partner (AR) (since 29 Sep 2025)
Kirk Lindstrom
IRN KXL01106
- CF1 Director (AR) (28 May 2020 to 15 Sep 2020)
- CF30 Customer (28 Nov 2017 to 15 Mar 2022)
Kirsty Elizabeth Acton
IRN KEA01016
- CF30 Customer (14 Jul 2016 to 10 Jul 2018)
- CF1 Director (AR) (14 Jul 2016 to 10 Jul 2018)
Kirsty Marie Pocock
IRN KXP00368
- CF1 Director (AR) (since 19 Nov 2023)
Kite Bond Yik
IRN KBY01000
- CF1 Director (AR) (4 Oct 2017 to 30 May 2019)
- CF30 Customer (4 Oct 2017 to 30 May 2019)
Konstantinos Athanasiou
IRN KXA00275
- CF30 Customer (19 Dec 2022 to 16 Jan 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

MTS Prime Solutions Limited (no longer appointed)
FRN 790276 · Appointed 3 Oct 2017 · Until 30 May 2019
Uhusiano Capital Limited (no longer appointed)
FRN 789786 · Appointed 26 Sep 2017 · Until 15 Jan 2020 · Tied agent
Berton Capital Limited (no longer appointed)
FRN 788966 · Appointed 15 Sep 2017 · Until 26 Mar 2018
Sterling Investments Management Limited (no longer appointed)
FRN 785485 · Appointed 31 Jul 2017 · Until 19 Mar 2021
Global Trading Securities Co., Ltd (no longer appointed)
FRN 784199 · Appointed 13 Jul 2017 · Until 31 May 2018
Melana Capital Limited (no longer appointed)
FRN 782621 · Appointed 26 Jun 2017 · Until 29 Apr 2019
Anfore Limited (no longer appointed)
FRN 779103 · Appointed 16 May 2017 · Until 12 Mar 2018
Songbook Social Limited (no longer appointed)
FRN 778928 · Appointed 12 May 2017 · Until 19 Nov 2019
Marshall Sterling Wealth Management Limited (no longer appointed)
FRN 775968 · Appointed 6 Apr 2017 · Until 1 Sep 2017
Alternative Asset Solutions Limited (no longer appointed)
FRN 774470 · Appointed 21 Mar 2017 · Until 8 Feb 2018

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.