Thornbridge Investment Management LLP

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FRN: 713859
Date authorised: 1 February 2016
Companies House: OC398922
Last scraped: 1 week ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

13 Austin Friars

London

EC2N 2HE

UNITED KINGDOM

Phone

+442039724510

Web

http://www.thornbridge.com
Complaints Contact

13 Austin Friars

London

EC2N 2HE

UNITED KINGDOM

Phone

+442039724510

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Ritik Katte
IRN RXK00454
- CF30 Customer (10 Jul 2024 to 3 Sep 2025)
Robert H Craft
IRN RHC01031
- CF30 Customer (3 Jul 2019 to 15 Sep 2020)
Robert J Reiskin
IRN RJR01076
- CF30 Customer (23 Nov 2017 to 21 Jul 2021)
Robert Nicolaus Abt
IRN RXA87508
- CF1 Director (AR) (9 Jul 2020 to 15 Sep 2020)
Robert Steven Brown
IRN RXB01123
- CF4 Partner (AR) (since 5 Dec 2025)
Robert William Craig
IRN RWC01092
- CF30 Customer (5 Aug 2019 to 5 Aug 2019)
- CF1 Director (AR) (5 Aug 2019 to 5 Aug 2019)
Rodger Alexander Kennedy
IRN RXK00077
- CF30 Customer (since 14 Mar 2025)
- CF1 Director (AR) (since 14 Mar 2025)
Roger Leslie Heaton
IRN RLH01023
- Appointed representative dealing with clients for which they require qualification (22 Jul 2024 to 24 Mar 2025)
- [FCA CF] Client dealing (22 Jul 2024 to 24 Mar 2025)
- CF30 Customer (12 Jul 2024 to 24 Mar 2025)
Rosanna Falkner
IRN RMT01129
- [FCA CF] Functions requiring qualifications (9 Dec 2020 to 10 Apr 2025)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2020 to 10 Dec 2020)
- [FCA CF] Client dealing (9 Dec 2020 to 10 Apr 2025)
- CF30 Customer (15 Feb 2018 to 8 Dec 2019)
Rupert Hume-Kendall
IRN RWH01078
- CF1 Director (AR) (since 28 Jun 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Ekta Partners Limited (no longer appointed)
FRN 826273 · Appointed 16 Nov 2018 · Until 10 Feb 2022 · Tied agent
Initiative Financial Services (UK) Ltd (no longer appointed)
FRN 826093 · Appointed 15 Nov 2018 · Until 20 Feb 2024
F&A Capital Ltd (no longer appointed)
FRN 825356 · Appointed 7 Nov 2018 · Until 31 Mar 2020
Waveney Capital Management Limited (no longer appointed)
FRN 824483 · Appointed 30 Oct 2018 · Until 21 Aug 2023
Boustead Capital Markets LLP (no longer appointed)
FRN 824256 · Appointed 26 Oct 2018 · Until 21 Jun 2021 · Tied agent
RM Caldecott & Partners LLP (no longer appointed)
FRN 821507 · Appointed 24 Sep 2018 · Until 17 Nov 2020
Broad Street Investment Management Ltd (no longer appointed)
FRN 821362 · Appointed 21 Sep 2018 · Until 22 Nov 2019
IANUA Market Limited (no longer appointed)
FRN 821386 · Appointed 21 Sep 2018 · Until 23 Jun 2022
Probus Financial Limited (no longer appointed)
FRN 820739 · Appointed 13 Sep 2018 · Until 4 Apr 2019
YYX Capital Partners LLP (no longer appointed)
FRN 813639 · Appointed 11 Jul 2018 · Until 1 Nov 2021 · Tied agent

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.