THOMAS WHITING LTD

• Principal Place of Business

  Unit 2

  The Studios

  318 Chorley Old Road

  Bolton

  Greater Manchester

  BL1 4JU

  UNITED KINGDOM

  Phone

  +4401204840881

  Web

  https://thomaswhiting.co.uk

• Complaints Contact

  Unit 2

  The Studios

  318 Chorley Old Road

  Bolton

  Greater Manchester

  BL1 4JU

  UNITED KINGDOM

  Phone

  +4401204840881

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Skinner

  IRN AXS00329

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 25 Feb 2021)
• Ashley Whiting

  IRN AXW01640

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Oct 2010 to 8 Dec 2019)
• Daniel Miroslav Grahovac Torres

  IRN DXT00187

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 25 Jan 2023)
  • [FCA CF] Functions requiring qualifications (since 25 Jan 2023)
• Daniel Peter Salmon

  IRN DPS01117

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (24 Jun 2015 to 8 Dec 2019)
• Jamie Daniel Widdop

  IRN JXW00393

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Feb 2024)
• Jenna Louise Salmon

  IRN JXS01207

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 25 Jan 2023)
  • [FCA CF] Functions requiring qualifications (since 25 Jan 2023)
• Jonathan Darlison

  IRN JXD00721

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 24 Mar 2023)
  • [FCA CF] Client dealing (since 24 Mar 2023)
• Lyndsey Thompson

  IRN LXS00231

  • [FCA CF] Functions requiring qualifications (2 Jan 2020 to 17 May 2021)
• Roisin Whiting

  IRN RXW00313

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 13 Sep 2021)
  • [FCA CF] Functions requiring qualifications (since 13 Sep 2021)
• Shaheen Mazhar

  IRN SXM02223

  • [FCA CF] Functions requiring qualifications (4 May 2021 to 26 Apr 2023)
  • [FCA CF] Client dealing (4 May 2021 to 26 Apr 2023)

• Black Sheep Financial Ltd (no longer appointed)

  FRN 783534 · Appointed 5 Jul 2017 · Until 9 Feb 2024

No changes recorded yet.