Thomas Miller Investment Ltd.

Date authorised
1 April 2013
Companies House
02187502
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    90 Fenchurch Street
    London
    EC3M 4ST
    UNITED KINGDOM
    Phone
    +4402072042020
    Web
    https://tminvestment.com

  • Complaints Contact

    90 Fenchurch Street
    London
    EC3M 4ST
    UNITED KINGDOM
    Phone
    +4402072042020

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Oliver James Boyle

    IRN OJB00002

    • CF30 Customer (1 Nov 2007 to 31 Oct 2012)
    • CF27 Investment Management (29 Apr 2005 to 31 Oct 2007)
    • CF1 Director (29 Apr 2005 to 31 Oct 2012)
  • Paul Francis Justin Neagle

    IRN PFN01006

    • CF3 Chief Executive (19 Mar 2009 to 16 Nov 2010)
    • CF1 Director (6 Jan 2009 to 16 Nov 2010)
  • Peregrine Tatton Eyre Massey

    IRN PTM01021

    • CF2 Non Executive Director (1 Dec 2001 to 11 Dec 2007)
  • Peter Donnellan

    IRN PXD01275

    • CF2 Non Executive Director (1 Dec 2001 to 2 Oct 2007)
  • Raymond William Haines

    IRN RWH01065

    • CF27 Investment Management (1 Dec 2001 to 23 Sep 2004)
    • CF1 Director (1 Dec 2001 to 23 Sep 2004)
  • Richard Arthur Jarvis

    IRN RAJ01081

    • CF30 Customer (1 Nov 2007 to 13 Aug 2019)
    • CF21 Investment Adviser (1 Mar 2007 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 13 Aug 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Robert Alan Williams

    IRN RAW01193

    • CF30 Customer (16 Sep 2014 to 30 Oct 2015)
  • Robert Paul Waters

    IRN RPW01044

    • CF1 Director (1 Dec 2001 to 6 Aug 2011)
    • CF10 Compliance Oversight (1 Dec 2001 to 6 Aug 2011)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 6 Aug 2011)
  • Scott Alexander Baikie

    IRN SAB01185

    • CF30 Customer (20 Oct 2014 to 30 Sep 2016)
  • Simon Tudor Ellen

    IRN STE01008

    • CF2 Non Executive Director (1 Dec 2001 to 31 Dec 2017)
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Recent activity

Updates to this firm's record on the FCA register.

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