Thoma Bravo UK Advisers LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Thoma Bravo UK Advisers LLPNorfolk House31 St. James's Square6th FloorLondonWestminsterSW1Y 4JRUNITED KINGDOM- Phone
- +13122543300
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Complaints Contact
Thoma Bravo UK Advisers LLPNorfolk House6th Floor31 St. James's SquareWestminsterLondonSW1Y 4JRUNITED KINGDOM- Phone
- +13122543327
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Carl Soderlund
IRN CXS01131
- [FCA CF] Client dealing (since 9 Mar 2026)
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David Tung-Ming Tse
IRN DXT00284
- SMF27 Partner (since 2 Jan 2025)
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Francis Paul Bekx
IRN FXB00275
- [FCA CF] Client dealing (since 9 Mar 2026)
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Irina Michaela Hemmers
IRN IMH01062
- SMF1 Chief Executive (since 2 Jan 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Jan 2025)
- SMF27 Partner (since 2 Jan 2025)
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James Windsor
IRN JXW02276
- [FCA CF] Client dealing (since 9 Mar 2026)
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Kevin Cattoire-Beller
IRN KXC20735
- [FCA CF] Client dealing (since 9 Mar 2026)
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Laura Ng
IRN LXN00043
- [FCA CF] Client dealing (since 9 Mar 2026)
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Peter Keith Feldstein
IRN PXF00288
- [FCA CF] Client dealing (since 9 Mar 2026)
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Sajal Karki
IRN SXK01081
- [FCA CF] Client dealing (since 9 Mar 2026)
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Steven Anthony Schwab
IRN SXS05194
- SMF16 Compliance Oversight (since 2 Jan 2025)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.