Date authorised
1 April 2013
Companies House
00116175
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Hare Park House
    Yelverton Business Park
    Yelverton
    Devon
    PL20 7LS
    UNITED KINGDOM
    Phone
    +441822855555
  • Complaints Contact

    Hare Park House
    Yelverton Business Park
    Yelverton
    PL20 7LS
    UNITED KINGDOM
    Phone
    +4401822855555

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Andrew Alcock

    IRN DAA01060

    • Responsible for Insurance Distribution (29 Nov 2021 to 1 Aug 2022)
    • SMF3 Executive Director (9 Dec 2019 to 1 Aug 2022)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Gareth Joseph Huxtable

    IRN GJH01188

    • CF1 Director (1 Apr 2012 to 7 Nov 2014)
  • James Anthony Pittman

    IRN JAP01165

    • CF1 Director (14 Jan 2005 to 1 Aug 2010)
  • John Mansell Kelcey

    IRN JMK01090

    • CF1 Director (14 Jan 2005 to 27 Jun 2005)
  • Karen Mortimer

    IRN KXM00469

    • SMF3 Executive Director (since 22 Jul 2022)
  • Mark Russell Smith

    IRN MRS01199

    • SMF9 Chair of the Governing Body (since 8 May 2020)
    • SMF3 Executive Director (9 Dec 2019 to 1 Jan 2022)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Michael John Ferraro

    IRN MJF01207

    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF2 Non Executive Director (18 Mar 2013 to 8 Dec 2019)
    • CF1 Director (14 Jan 2005 to 15 Mar 2013)
    • CF3 Chief Executive (14 Jan 2005 to 7 Jun 2012)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 7 Jun 2012)
  • Neil Robert McFarlane

    IRN NRM01058

    • SMF1 Chief Executive (9 Dec 2019 to 31 Mar 2023)
    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Mar 2023)
    • CF3 Chief Executive (11 Jun 2012 to 8 Dec 2019)
    • Responsible for Insurance Mediation (11 Jun 2012 to 30 Sep 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Peter Goodman

    IRN PXG00332

    • SMF3 Executive Director (since 10 Nov 2022)
  • Richard D'Agostino

    IRN RXD01964

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (31 Jul 2018 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.