Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Southgate HouseSouthgate StreetGloucesterGloucestershireGL1 1UBUNITED KINGDOM- Phone
- +448006524990
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Complaints Contact
PIB GroupSouthgate HouseSouthgate StreetGloucesterGL1 1UBUNITED KINGDOM- Phone
- +4403454506944
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Sally Ann Hampton
IRN SAH01251
- CF4 Partner (AR) (27 Apr 2010 to 19 Sep 2011)
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Sally Anne Edwards
IRN SAE01042
- CF1 Director (AR) (20 Aug 2007 to 22 Aug 2019)
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Sally Elizabeth James
IRN SEJ01026
- CF1 Director (AR) (2 Aug 2018 to 11 Dec 2019)
- CF4 Partner (AR) (2 Jun 2016 to 24 Jul 2018)
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Sally Marie Wakefield
IRN SMP01141
- CF4 Partner (AR) (7 Mar 2008 to 23 May 2017)
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Sally Norris
IRN SXN01166
- CF1 Director (AR) (14 Jan 2005 to 23 Sep 2019)
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Sally Victoria Chism
IRN SVC01005
- CF1 Director (AR) (14 Jan 2005 to 11 Dec 2019)
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Sam Eaton
IRN SXE01510
- CF1 Director (AR) (15 Mar 2016 to 11 Dec 2019)
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Samantha Claire Heap
IRN SCH01172
- CF1 Director (AR) (15 Oct 2012 to 9 Sep 2015)
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Samantha Hele
IRN SMH01242
- CF1 Director (AR) (6 Jan 2011 to 11 Dec 2019)
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Samuel Brodie McIntyre
IRN BXM01423
- CF1 Director (AR) (17 Jan 2005 to 24 Apr 2015)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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East Bowstrips Caravan Park (no longer appointed)
FRN 418727 · Appointed 14 Jan 2005 · Until 1 Dec 2018
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E. RICHARDS & CO. (BANK FARM HORTON) LIMITED (no longer appointed)
FRN 411542 · Appointed 14 Jan 2005 · Until 22 Jul 2015
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Mr PA Jones & Mr DW Jones (no longer appointed)
FRN 414285 · Appointed 14 Jan 2005 · Until 6 Nov 2018
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Mr Philip Straker and Mrs Charlotte Straker (no longer appointed)
FRN 413567 · Appointed 14 Jan 2005 · Until 18 Feb 2016
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Mr PM and Mrs EC Johnson (no longer appointed)
FRN 414321 · Appointed 14 Jan 2005 · Until 17 Apr 2009
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Mr R & Mrs D Franks and Mr A & Mrs A Franks (no longer appointed)
FRN 408601 · Appointed 14 Jan 2005 · Until 10 Apr 2019
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.