Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Southgate HouseSouthgate StreetGloucesterGloucestershireGL1 1UBUNITED KINGDOM- Phone
- +448006524990
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Complaints Contact
PIB GroupSouthgate HouseGloucesterGL1 1UBUNITED KINGDOM- Phone
- +4403454506944
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Susan Gwenllian Owen
IRN SGO01013
- (859)CF4 Partner (AR) (14 Jan 2005 to 20 Oct 2017)
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Susan Jane Clarke
IRN SJC01333
- (337)CF1 Director (AR) (14 Jan 2005 to 22 May 2009)
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Susan Jane Dickson
IRN SJD01271
- (955)CF1 Director (AR) (2 Jun 2016 to 31 Oct 2019)
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Susan Joy Harris
IRN SJH01388
- (561)CF1 Director (AR) (14 Jan 2005 to 5 Jan 2016)
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Susan Lee
IRN SXL01637
- (8)[FCA CF] Significant management (since 12 Feb 2026)
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Susan Louise Thwaytes
IRN SLT01062
- (266)CF4 Partner (AR) (11 May 2017 to 14 Oct 2019)
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Susan Macey
IRN SXM02525
- (358)CF4 Partner (AR) (18 May 2010 to 7 Apr 2017)
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Susan Mary Bennett
IRN SMB01191
- (60)CF1 Director (AR) (14 Jan 2005 to 25 Aug 2017)
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Susan Mary Evans
IRN SME01060
- (373)CF1 Director (AR) (13 Jul 2011 to 16 Aug 2013)
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Susan Mary Passmore Lodge
IRN SML01095
- (832)CF4 Partner (AR) (14 Jan 2005 to 22 Aug 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Association Of Residential Letting Agents (no longer appointed)
FRN 422162 · Appointed 14 Jan 2005 · Until 6 Feb 2012
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Association Of Independent Inventory Clerks (no longer appointed)
FRN 422176 · Appointed 14 Jan 2005 · Until 27 Jul 2015
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (1092)CF11 Money Laundering Reporting
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controlled function added: (1091)SMF3 Executive Director
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controlled function added: (1090)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (1089)CF1 Director
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controlled function added: (1088)CF2 Non Executive Director
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controlled function added: (1087)CF3 Chief Executive
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controlled function added: (1086)Responsible for Insurance Mediation
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controlled function added: (1085)CF1 Director (AR)
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controlled function added: (1084)CF1 Director
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controlled function added: (1083)CF11 Money Laundering Reporting