Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Southgate HouseSouthgate StreetGloucesterGloucestershireGL1 1UBUNITED KINGDOM- Phone
- +448006524990
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Complaints Contact
PIB GroupSouthgate HouseGloucesterGL1 1UBUNITED KINGDOM- Phone
- +4403454506944
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Christopher Francis Caine
IRN CFC01029
- (501)CF1 Director (17 Nov 2009 to 31 Jan 2013)
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Christopher Holmes
IRN CXH02147
- (179)CF4 Partner (AR) (16 Jul 2018 to 23 Nov 2018)
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Christopher John Ashley
IRN CJA01131
- (958)CF1 Director (AR) (10 Dec 2008 to 30 Nov 2015)
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Christopher John Nicol Robson
IRN CJR01129
- (875)CF1 Director (AR) (14 Jan 2005 to 22 May 2009)
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Christopher John Phillips
IRN CJP01135
- (408)CF1 Director (AR) (14 Jan 2005 to 23 Nov 2018)
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Christopher John Waters
IRN CJW01227
- (256)CF1 Director (AR) (14 Jan 2005 to 8 Jan 2015)
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Christopher Neil Harries
IRN NXH01284
- (197)CF4 Partner (AR) (17 Jan 2005 to 30 Nov 2015)
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Christopher Paul Ayres
IRN CPA01027
- (716)CF1 Director (AR) (9 Jun 2008 to 21 Nov 2011)
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Christopher Paul Mikulla
IRN CPM01087
- (263)CF1 Director (AR) (7 May 2009 to 14 Mar 2017)
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Claire Shaw
IRN CXS01630
- (301)CF1 Director (AR) (20 Feb 2006 to 19 Jan 2010)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Knight Stainforth Hall Camping & Caravan Park (no longer appointed)
FRN 413562 · Appointed 14 Jan 2005 · Until 23 Jun 2015
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Knowsley Business Watch (no longer appointed)
FRN 422167 · Appointed 14 Jan 2005 · Until 11 Jun 2012
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L and Mrs J and Mrs S and Mr R Hampton (no longer appointed)
FRN 413764 · Appointed 14 Jan 2005 · Until 19 Sep 2011
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Cloughorr Investments Limited (no longer appointed)
FRN 415638 · Appointed 14 Jan 2005 · Until 12 Dec 2019
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Laggan House Leisure Park (no longer appointed)
FRN 418752 · Appointed 14 Jan 2005 · Until 10 Feb 2011
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (8)[FCA CF] Significant management
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controlled function added: (7)[FCA CF] Significant management
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controlled function added: (6)[FCA CF] Significant management
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controlled function added: (5)[FCA CF] Significant management
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controlled function added: (4)[FCA CF] Significant management
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controlled function added: (3)[FCA CF] Significant management
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controlled function added: (2)CF1 Director (AR)
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controlled function added: (1)CF1 Director (AR)
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controlled function added: (1094)CF1 Director (AR)
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controlled function added: (1093)CF1 Director