Date authorised
12 June 2018
Companies House
10932087
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite 43
    Lakeview House
    Warwick
    Warwickshire
    CV34 6RG
    UNITED KINGDOM
    Phone
    +4401926674875
  • Complaints Contact

    Suite 43
    Lakeview House
    Warwick
    Warwickshire
    CV34 6RG
    UNITED KINGDOM
    Phone
    +441789750460

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan James Percival

    IRN AXP00863

    • SMF3 Executive Director (since 10 Apr 2026)
  • Billy James Coles

    IRN BJC01162

    • CF1 Director (AR) (7 Aug 2019 to 1 Nov 2020)
  • Brian Weetman

    IRN BXW01216

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (12 Jun 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (12 Jun 2018 to 30 Sep 2018)
  • Colin Bruchez

    IRN CXB02093

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (18 Feb 2019 to 8 Dec 2019)
  • Dominic Christopher Dolan

    IRN DCD01043

    • CF1 Director (AR) (8 Dec 2021 to 1 Nov 2022)
  • Eugene Pius Nelson

    IRN EPN01003

    • CF1 Director (AR) (3 Feb 2020 to 16 May 2022)
  • Gavin Patrick Taylor

    IRN GXT11712

    • CF1 Director (AR) (1 Mar 2019 to 19 Dec 2022)
  • Kathren Wright

    IRN KXW01637

    • SMF3 Executive Director (since 31 Mar 2025)
  • Neil Forrest

    IRN NXF01151

    • SMF1 Chief Executive (since 23 Apr 2026)
  • Paul Evans

    IRN PXE01204

    • CF1 Director (AR) (27 Nov 2020 to 9 Sep 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.