Date authorised
1 April 2013
Companies House
03663042
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    On-Line House
    50-56 North Street
    Horsham
    West Sussex
    RH12 1RD
    UNITED KINGDOM
    Phone
    +4401403214200
  • Complaints Contact

    On-Line House
    50-56 North Street
    Horsham
    West Sussex
    RH12 1RD
    UNITED KINGDOM
    Phone
    +4401403214200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Islamic Mortgage Advice

    For Customer, Home purchase plans

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Islamic Mortgage Arranging

    For Customer, Home purchase plans

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Consumer Loans

  • Loan Servicing

  • Islamic Mortgage Setup

    For Customer, Home purchase plans

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lee Harris

    IRN LXH00012

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF4 Partner (AR) (since 25 Nov 2010)
    • CF30 Customer (17 Nov 2010 to 7 Dec 2010)
  • Lee Hoff

    IRN LXH00047

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 May 2024)
    • CF30 Customer (1 Nov 2007 to 23 Jul 2008)
    • CF21 Investment Adviser (18 Oct 2004 to 31 Oct 2007)
    • CF1 Director (AR) (18 Oct 2004 to 23 Jul 2008)
  • Lee Wayne Jones

    IRN LXJ01083

    • CF30 Customer (2 Jun 2009 to 26 Nov 2009)
  • Leo Emmanuel

    IRN LXE00142

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Director of firm who is not a certification employee or a SMF manager (since 25 Mar 2025)
    • Appointed representative dealing with clients for which they require qualification (since 25 Mar 2025)
    • CF1 Director (AR) (since 11 Mar 2025)
  • Lesley Stuart Clements

    IRN LSC01032

    • CF1 Director (AR) (20 Jul 2012 to 20 Jul 2012)
  • Lewis Harvey

    IRN LXH00486

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Sep 2024)
    • SMF3 Executive Director (since 23 Sep 2024)
    • SMF16 Compliance Oversight (since 23 Sep 2024)
    • Responsibility for MCD Intermediation (23 Sep 2024 to 20 Nov 2025)
    • Responsible for Insurance Distribution (23 Sep 2024 to 20 Nov 2025)
  • Liam Thomas Loughrey

    IRN LTL00001

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF30 Customer (since 7 Jan 2010)
    • CF1 Director (AR) (since 7 Jan 2010)
  • Linda Frances Ryle

    IRN LFR00002

    • CF21 Investment Adviser (27 Jan 2004 to 11 Dec 2006)
    • CF22 Investment Adviser (Trainee) (30 Dec 2002 to 27 Jan 2004)
    • CF4 Partner (AR) (30 Dec 2002 to 11 Dec 2006)
  • Lindsey Coghill

    IRN LCC01046

    • SMF3 Executive Director (since 1 Sep 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2024)
    • CF29 Significant management (9 Mar 2016 to 9 Dec 2019)
  • Lisa Amelia Frapple

    IRN LAF01058

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF4 Partner (AR) (since 17 Sep 2015)
    • CF1 Director (AR) (since 11 Sep 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Nick Ashby (no longer appointed)

    FRN 513855 · Appointed 3 Dec 2009 · Until 8 Nov 2011

  • MI Financial Planning Ltd (no longer appointed)

    FRN 511510 · Appointed 30 Oct 2009 · Until 30 Aug 2012

  • Neil Roberts (no longer appointed)

    FRN 511384 · Appointed 29 Oct 2009 · Until 22 Nov 2010

  • Gillian Irene Colsell (no longer appointed)

    FRN 433729 · Appointed 28 Oct 2009 · Until 26 Mar 2012

  • Peter James Tree (no longer appointed)

    FRN 438791 · Appointed 9 Oct 2009 · Until 20 Dec 2010

  • Nigel John Green (no longer appointed)

    FRN 438790 · Appointed 9 Oct 2009 · Until 11 Feb 2011

  • Julie Stringer (no longer appointed)

    FRN 507319 · Appointed 23 Sep 2009 · Until 11 Mar 2013

  • James McNeill (no longer appointed)

    FRN 507129 · Appointed 18 Sep 2009 · Until 21 May 2021

  • Andrew Brooke (no longer appointed)

    FRN 506460 · Appointed 3 Sep 2009 · Until 16 Dec 2011

  • Saint Finance Limited (no longer appointed)

    FRN 474246 · Appointed 31 Jul 2009 · Until 14 May 2012

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.