The Wealth Management Group LLP

• Principal Place of Business

  13 Brantcliffe Drive

  Baildon

  Shipley

  Bradford

  BD17 5PA

  UNITED KINGDOM

  Phone

  +443332400396

  Web

  https://www.wmgcares.com

• Complaints Contact

  13 Brantcliffe Drive

  Baildon

  Shipley

  Bradford

  BD17 5PA

  UNITED KINGDOM

  Phone

  +443332400396

• Buy-to-Let Mortgage Advice

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Bavinton Financial Limited

  IRN XXB01042

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (2 Jul 2007 to 8 Dec 2019)
• . Blinkhorn Financial Ltd

  IRN XXB01044

  • CF4 Partner (15 Oct 2007 to 29 Sep 2008)
• David Anthony Perkins

  IRN DAP00037

  • CF30 Customer (1 Nov 2007 to 1 Jul 2011)
  • CF1 Director (AR) (20 Aug 2007 to 1 Jul 2011)
  • CF21 Investment Adviser (20 Aug 2007 to 31 Oct 2007)
• Dylan Roberts

  IRN DXR11410

  • CF30 Customer (18 Feb 2019 to 13 Jan 2020)
• Gerald Evans

  IRN GXE00011

  • [FCA CF] Functions requiring qualifications (1 Jan 2022 to 1 Feb 2022)
  • [FCA CF] Client dealing (1 Dec 2021 to 1 Feb 2022)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Jan 2022)
  • CF30 Customer (15 Feb 2019 to 4 Jan 2022)
• Hilary Jane Stephenson

  IRN HJS01083

  • CF30 Customer (23 Sep 2013 to 31 Jul 2017)
• Paul David Smith

  IRN PDS00046

  • CF30 Customer (12 Nov 2013 to 2 Oct 2017)
• Roy Blinkhorn

  IRN RXB00146

  • CF30 Customer (1 Nov 2007 to 3 Dec 2015)
  • CF4 Partner (21 Sep 2007 to 26 Sep 2008)
  • CF10 Compliance Oversight (21 Sep 2007 to 26 Sep 2008)
  • CF21 Investment Adviser (18 Jul 2007 to 31 Oct 2007)
• Russell Alexander Bavinton

  IRN RAB00072

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • Responsibility for MCD Intermediation (since 7 Oct 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (2 Jul 2007 to 31 Mar 2009)
  • CF4 Partner (2 Jul 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (2 Jul 2007 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (2 Jul 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (2 Jul 2007 to 30 Sep 2018)
  • CF10 Compliance Oversight (2 Jul 2007 to 20 Sep 2007)
• Shaun David Wood

  IRN SDW01094

  • CF30 Customer (3 Aug 2010 to 5 Aug 2013)

• Lower My Charges Limited (no longer appointed)

  FRN 816339 · Appointed 14 Aug 2018 · Until 1 Jan 2022

• Dynamic Wealth Management Ltd (no longer appointed)

  FRN 471576 · Appointed 14 Aug 2007 · Until 1 Jul 2011

No changes recorded yet.