The Shepherds Friendly Society Limited

Date authorised
1 April 2013
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Shepherds Friendly Society
    Hawbank House
    2 High Street
    Cheadle
    Stockport
    SK8 1AL
    UNITED KINGDOM
    Phone
    +441614281212
    Web
    https://www.shepherdsfriendly.co.uk

  • Complaints Contact

    Shepherds Friendly Society
    Hawbank House
    2 High Street
    Cheadle
    Stockport
    SK8 1AL
    UNITED KINGDOM
    Phone
    +441614281212

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying out transactions permitted by the rules of the Society.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Insurance Policies

    For All, Life and annuity, Linked long-term, Permanent health

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Issues Insurance

    For All, Life and annuity, Linked long-term, Permanent health

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Julie Marie Meadows

    IRN JMM01344

    • CF2 Non Executive Director (12 Sep 2013 to 9 Oct 2014)
  • Justine Morrissey

    IRN JXM03254

    • SMF4 Chief Risk (10 Dec 2018 to 18 Oct 2019)
    • SMF2 Chief Finance (10 Dec 2018 to 18 Oct 2019)
    • SIMF4 Chief Risk Function (7 Mar 2016 to 9 Dec 2018)
    • SIMF2 Chief Finance Function (7 Mar 2016 to 9 Dec 2018)
    • CF1 Director (25 Aug 2015 to 6 Mar 2016)
    • CF28 Systems and controls (5 Sep 2014 to 6 Mar 2016)
  • Keith William Siddall

    IRN KWS00008

    • CF21 Investment Adviser (1 Dec 2001 to 13 Dec 2004)
  • Kim Derek Harris

    IRN KDH01029

    • SMF3 Executive Director (10 Dec 2018 to 17 Jun 2019)
    • CF1 Director (8 Oct 2009 to 9 Dec 2018)
    • CF2 Non Executive Director (5 Jul 2004 to 8 Oct 2009)
  • Laura Hassall

    IRN LXH00571

    • [FCA CF] Significant management (since 12 Oct 2022)
    • [PRA CF] Key function holder (since 12 Oct 2022)
  • Lesley Helen Patricia Farrell

    IRN LHF00001

    • CF21 Investment Adviser (1 Dec 2001 to 4 Oct 2002)
  • Leslie Joseph Edwards

    IRN LJE01020

    • CF8 Apportionment and Oversight (7 Apr 2005 to 20 Feb 2006)
    • CF3 Chief Executive (7 Apr 2005 to 20 Feb 2006)
    • CF2 Non Executive Director (26 Jul 2002 to 20 Oct 2008)
  • Loucas James Burley

    IRN LJB00014

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
  • Marcus Williams

    IRN MXW00877

    • [FCA CF] Significant management (since 1 Apr 2021)
    • [PRA CF] Key function holder (since 1 Apr 2021)
  • Margaret Anderson

    IRN MXA00071

    • CF21 Investment Adviser (29 Aug 2006 to 7 Sep 2006)
    • CF22 Investment Adviser (Trainee) (16 Mar 2005 to 4 Jul 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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