The Seaport Group Europe LLP

• Principal Place of Business

  The Seaport Group Europe LLP

  Charles House 5-11

  Regent Street

  London

  Westminster

  SW1Y 4LR

  UNITED KINGDOM

  Phone

  +4402076149100

  Web

  https://www.seaportglobal.com

• Complaints Contact

  The Seaport Group Europe LLP

  Charles House 5-11

  Regent Street

  London

  Westminster

  SW1Y 4LR

  UNITED KINGDOM

  Phone

  +4402076149100

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Lars Hinrich Timmann

  IRN LHT01010

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (16 Sep 2019 to 8 Dec 2019)
• Leslie Jay Conklin

  IRN LJC01159

  • CF11 Money Laundering Reporting (11 Nov 2010 to 7 Aug 2017)
  • CF30 Customer (11 Nov 2010 to 31 Jul 2019)
  • CF10 Compliance Oversight (11 Nov 2010 to 7 Aug 2017)
  • CF4 Partner (11 Nov 2010 to 31 Jul 2019)
• Loic Mac-Ennly Villesaint

  IRN LXV00058

  • [FCA CF] Client dealing (1 Dec 2022 to 29 Dec 2023)
• Marc Alexander Magliana

  IRN MAM01388

  • CF30 Customer (11 Jun 2013 to 28 Oct 2016)
• Matthew Saxton

  IRN MXS00920

  • [FCA CF] Client dealing (since 5 Jul 2023)
• Meijing Melissa Say

  IRN MXS00288

  • [FCA CF] Client dealing (24 Aug 2023 to 8 Aug 2025)
• Michael Edward Tambling

  IRN MET01027

  • [FCA CF] Client dealing (1 Feb 2023 to 12 Sep 2023)
  • CF30 Customer (16 Sep 2019 to 8 Dec 2019)
• Mohammed Irfan Sameer Paracha

  IRN MIP01021

  • [FCA CF] Client dealing (since 1 Sep 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 13 Dec 2022)
  • CF30 Customer (8 May 2018 to 8 Dec 2019)
• Nicholas Paul Charles Scott

  IRN NPS01065

  • [FCA CF] Client dealing (9 Dec 2019 to 7 Feb 2023)
  • CF30 Customer (12 Oct 2011 to 8 Dec 2019)
• Nicholas Paul Dunkley

  IRN NPD01035

  • [FCA CF] Client dealing (1 Feb 2023 to 4 Jul 2025)
  • CF30 Customer (16 Sep 2019 to 8 Dec 2019)

• Sea Port Group Securities (Europe) LLP (no longer appointed)

  FRN 550149 · Appointed 9 May 2011 · Until 1 Jun 2011

No changes recorded yet.