THE RISK FACTOR LIMITED

Date authorised
1 April 2013
Companies House
03030912
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    55 Grove Road
    55-57 Grove Road
    Harrogate
    North Yorkshire
    HG1 5EP
    UNITED KINGDOM
    Phone
    +4407702870998
    Web
    https://www.theriskfactor.com

  • Complaints Contact

    55 Grove Road
    55-57 Grove Road
    Harrogate
    North Yorkshire
    HG1 5EP
    UNITED KINGDOM
    Phone
    +4407702870998

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Angela Jayne Rhiannon Petty

    IRN AJP01437

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (13 Jul 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (13 Jul 2016 to 30 Sep 2018)
  • David Hughes

    IRN DXH00216

    • CF1 Director (18 Jan 2013 to 22 Feb 2013)
  • Mark Griffiths

    IRN MXG01560

    • CF1 Director (16 Jan 2013 to 4 Jun 2016)
    • Responsible for Insurance Mediation (16 Jan 2013 to 4 Jun 2016)
    • CF28 Systems and controls (1 Nov 2007 to 4 Jun 2016)
    • CF29 Significant management (1 Nov 2007 to 4 Jun 2016)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF11 Money Laundering Reporting (14 Jan 2005 to 4 Jun 2016)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
  • Mark Webb

    IRN MXW01590

    • CF28 Systems and controls (1 Nov 2007 to 11 Jan 2013)
    • CF29 Significant management (1 Nov 2007 to 11 Jan 2013)
    • CF1 Director (14 Jan 2005 to 11 Jan 2013)
    • CF11 Money Laundering Reporting (14 Jan 2005 to 11 Jan 2013)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
    • CF2 Non Executive Director (14 Jan 2005 to 11 Jan 2013)
    • CF3 Chief Executive (14 Jan 2005 to 11 Jan 2013)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 11 Jan 2013)
  • Peter Bates

    IRN PXB00096

    • CF1 Director (18 Feb 2013 to 2 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.