Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
On-Line House50-56 North StreetHorshamWest SussexRH12 1RDUNITED KINGDOM- Phone
- +4401403214200
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Complaints Contact
On-Line House50-56 North StreetHorshamWest SussexRH12 1RDUNITED KINGDOM- Phone
- +4401403214200
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional
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Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Islamic Mortgage Advice
For Customer, Home purchase plans
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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Islamic Mortgage Arranging
For Customer, Home purchase plans
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Arranges Asset Safekeeping
For Retail (Investment), Professional, Life Policy, Warrant, Government and public security, Personal pension scheme, Debenture, Share, Unit, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Credit Brokering
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Stockbroking
For Professional, Retail (Investment), Structured Deposits, Warrant, Government and public security, Personal pension scheme, Debenture, Share, Unit, Rights to or interests in investments (Contractually Based Investments), Certificates representing certain security, Rights to or interests in investments (Security), Stakeholder pension scheme, Life Policy
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Consumer Loans
Show 1 limitation Hide limitations
- · Limited to lending that is in connection with the repayment of fees which are only for ongoing services or regular premiums.
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Loan Servicing
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Islamic Mortgage Setup
For Customer, Home purchase plans
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Professional, Retail (Investment), Structured Deposits, Life Policy, Government and public security, Personal pension scheme, Share, Unit, Rights to or interests in investments (Security), Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Warrant, Certificates representing certain security, Debenture
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Terence Coutts
IRN TXC01248
- (320)CF1 Director (AR) (19 Mar 2009 to 6 Jul 2011)
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Terence George Allen
IRN TGA00005
- (963)CF21 Investment Adviser (1 Dec 2001 to 17 Nov 2003)
- (964)CF1 Director (AR) (1 Dec 2001 to 7 May 2005)
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Terence Patrick Kelly
IRN TPK00002
- (264)CF21 Investment Adviser (22 Dec 2004 to 21 Dec 2005)
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Terry Ball
IRN TXB00398
- (1292)Appointed representative dealing with clients for which they require qualification (15 Sep 2022 to 3 Jul 2025)
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Theresa Dunlop
IRN TXD01369
- (1312)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1313)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- (1314)Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- (1315)CF1 Director (AR) (since 10 Apr 2014)
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Thomas Alexander Caldwell
IRN TAC00019
- (890)CF30 Customer (27 Mar 2009 to 31 Jul 2010)
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Thomas Brown
IRN TXB01161
- (598)CF4 Partner (AR) (31 Jan 2002 to 17 Apr 2004)
- (597)CF22 Investment Adviser (Trainee) (31 Jan 2002 to 21 May 2003)
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Thomas Christopher Beales
IRN TCB00001
- (733)CF30 Customer (1 Nov 2007 to 28 Dec 2008)
- (734)CF21 Investment Adviser (28 Jan 2002 to 31 Oct 2007)
- (735)CF4 Partner (AR) (1 Dec 2001 to 2 May 2013)
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Thomas Daniel Robinson
IRN TDR00002
- (752)CF30 Customer (1 Nov 2007 to 30 Dec 2007)
- (753)CF21 Investment Adviser (16 Mar 2007 to 31 Oct 2007)
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Thomas David Ackland
IRN TDA01025
- (1624)11. Pension transfer specialist
- (1628)4. Giving personal recommendations on retail investment products which are not broker funds
- (1627)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- (1626)7. Giving personal recommendations on long-term care insurance contracts
- (1625)9A. Advising on P2P agreements
- (1630)Appointed representative dealing with clients for which they require qualification (since 1 Nov 2021)
- (1631)Director of firm who is not a certification employee or a SMF manager (since 1 Nov 2021)
- (1629)CF30 Customer (since 19 Aug 2021)
- (1632)CF1 Director (AR) (since 19 Aug 2021)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Robert Cook Financial Services Ltd (no longer appointed)
FRN 813006 · Appointed 4 Jul 2018 · Until 1 Dec 2020
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AETC Associates (2017) Ltd (no longer appointed)
FRN 802913 · Appointed 27 Feb 2018 · Until 7 Jul 2022
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Rivendell Financial Solutions Ltd (no longer appointed)
FRN 793646 · Appointed 8 Nov 2017 · Until 9 May 2020
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Channel Wharf Wealth Management Limited (no longer appointed)
FRN 792709 · Appointed 30 Oct 2017 · Until 23 Jan 2020
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Flintham Mackenzie Financial Services Ltd (no longer appointed)
FRN 784083 · Appointed 12 Jul 2017 · Until 13 Oct 2017
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D&G Financial Planning Ltd (no longer appointed)
FRN 780761 · Appointed 5 Jun 2017 · Until 28 Jan 2025
Recent activity
Updates to this firm's record on the FCA register.
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trading name added: Swift Wealth Management
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permission removed: CBTL Effective Date
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permission removed: CBTL Status
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controlled function added: (2036)SMF3 Executive Director
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controlled function added: (2035)SMF16 Compliance Oversight
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controlled function added: (2034)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (2033)CF1 Director (AR)
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controlled function added: (2032)SMF1 Chief Executive
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controlled function added: (2031)Responsible for Insurance Distribution
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controlled function added: (2030)Responsibility for MCD Intermediation