Date authorised
1 April 2013
Companies House
FC012793
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    155 Bishopsgate
    London
    EC2M 3YX
    UNITED KINGDOM
    Phone
    +4402075886589
  • Complaints Contact

    4th Floor
    155 Bishopsgate
    London
    EC2M 3YX
    UNITED KINGDOM
    Phone
    +4402075886589

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · The Norinchukin Bank, London Branch ("The Branch") will only accept deposits from Wholesale Depositors as defined in the FSA Handbook Glossary. With the only exception being the current deposits from branch corporate lending customers. These customers use their accounts for the payment of drawn funds and also the payment of the loan interest, capital and fees. Operations at the Branch will control the money received on the above current deposits separately from the money lending to other customers. Senior Management will put in place systems and controls to monitor procedures and to risk assess any changes in this process
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Takeshi Umegaki

    IRN TXU01047

    • SMF24 Chief Operations (5 Jan 2017 to 1 Apr 2018)
    • SMF19 Head of Overseas Branch/Head of Overseas (7 Mar 2016 to 1 Apr 2018)
    • CF3 Chief Executive (1 Jul 2015 to 6 Mar 2016)
  • Tetsuo Hirokawa

    IRN TXH00132

    • [FCA CF] Material risk taker (1 Mar 2018 to 31 Mar 2022)
  • Toshiyuki Nagai

    IRN TXN01075

    • CF8 Apportionment and Oversight (24 Jun 2002 to 6 Jul 2005)
    • CF3 Chief Executive (24 Jun 2002 to 6 Jul 2005)
  • Yasuhiro Wakao

    IRN YXW00050

    • [PRA CF] Significant risk taker or Material risk taker (1 Apr 2023 to 31 Mar 2026)
    • [FCA CF] Material risk taker (1 Apr 2023 to 31 Mar 2026)
  • Yasushi Toyama

    IRN YXT00089

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Apr 2026)
    • [FCA CF] Material risk taker (since 1 Apr 2026)
  • Yohei Nakagawa

    IRN YXN00007

    • [FCA CF] Material risk taker (1 Apr 2019 to 1 Apr 2023)
  • Yoshihiro Ochiai

    IRN YXO00008

    • [FCA CF] Material risk taker (1 Jul 2017 to 10 Apr 2023)
  • Yoshihiro Seito

    IRN YXS00080

    • [PRA CF] Significant risk taker or Material risk taker (1 Apr 2022 to 30 Sep 2024)
    • [FCA CF] Material risk taker (1 Apr 2022 to 30 Sep 2024)
  • Yuichi Anan

    IRN YXA00081

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Apr 2025)
    • [FCA CF] Material risk taker (since 1 Apr 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.