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10310288
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Addresses

The contact details this firm has registered with the FCA.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Robert Luther

    IRN AXL00289

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (23 Apr 2021 to 21 Apr 2026)
  • Anthony Peter Nottage

    IRN APN01056

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (23 Apr 2021 to 21 Apr 2026)
    • [FCA CF] Manager of certification employee (23 Apr 2021 to 21 Apr 2026)
    • SMF16 Compliance Oversight (9 Dec 2019 to 21 Apr 2026)
    • SMF3 Executive Director (9 Dec 2019 to 21 Apr 2026)
    • Responsible for Insurance Distribution (1 Oct 2018 to 21 Apr 2026)
    • Responsibility for MCD Intermediation (2 Jan 2018 to 21 Apr 2026)
    • CF1 Director (2 Jan 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Jan 2018 to 30 Sep 2018)
    • CF10 Compliance Oversight (2 Jan 2018 to 8 Dec 2019)
  • Jonathan Broughton

    IRN JXB00736

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (23 Apr 2021 to 21 Apr 2026)

Recent activity

Updates to this firm's record on the FCA register.

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