The Mortgage & Financial Advice Shop Ltd
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
C P HouseOtterspool WayWatfordHertfordshireWD25 8HRUNITED KINGDOM- Phone
- +442089077714
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Complaints Contact
C P HouseOtterspool WayWatfordHertfordshireWD25 8HRUNITED KINGDOM- Phone
- +442089077714
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
Show 1 limitation Hide limitations
- · The firm may not broker credit for the purpose of increasing the funds available for investment
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Alex Coleman
IRN AXC26127
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
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Amanda Coleman
IRN AXC02003
- CF2 Non Executive Director (24 Jul 2007 to 8 Dec 2019)
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Sonia Coleman
IRN SXC01907
- CF2 Non Executive Director (24 Jul 2007 to 8 Dec 2019)
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Steven Coleman
IRN SXC01698
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- CF1 Director (24 Jul 2007 to 8 Dec 2019)
- CF8 Apportionment and Oversight (24 Jul 2007 to 31 Mar 2009)
- Responsible for Insurance Mediation (24 Jul 2007 to 30 Sep 2018)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.