Date authorised
1 April 2013
Companies House
05061062
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Queens Dock Business Centre
    67-83 Norfolk Street
    Liverpool
    Merseyside
    L1 0BG
    UNITED KINGDOM
    Phone
    +4401517089954
  • Complaints Contact

    Queens Dock Business Centre
    67-83 Norfolk Street
    Liverpool
    Merseyside
    L1 0BG
    UNITED KINGDOM
    Phone
    +4401517089954

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas Adam Davies

    IRN NAD01074

    • CF30 Customer (6 Nov 2009 to 5 Nov 2010)
  • Stephen Charles Johns

    IRN SCJ01038

    • CF30 Customer (14 Apr 2009 to 23 Mar 2012)
  • Steven Edward Rowlands

    IRN SER01032

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (19 Dec 2019 to 29 Mar 2022)
    • CF1 Director (17 Nov 2004 to 8 Dec 2019)
  • Stuart Spencer Whitaker

    IRN SSW00001

    • CF1 Director (17 Nov 2004 to 28 Feb 2007)
    • CF21 Investment Adviser (17 Nov 2004 to 28 Feb 2007)
  • William Nathan Cogley

    IRN WNC00001

    • CF1 Director (17 Nov 2004 to 5 Apr 2007)
    • CF21 Investment Adviser (17 Nov 2004 to 5 Apr 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.