Date authorised
1 April 2013
Companies House
02455807
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    c/o Kingston Smith & Partners LLP - Liquidator
    Devonshire House
    60 Goswell Road
    London
    EC1M 7AD
    UNITED KINGDOM
  • Complaints Contact

    c/o Kingston Smith and Partners LLP
    Devonshire House
    60 Goswell Road
    London
    EC1M 7AD
    UNITED KINGDOM

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

  • Investment Setup

    For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Caroline Frances Knight

    IRN CFK01005

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (25 Jan 2010 to 8 Dec 2019)
  • Claire Margaret Jones

    IRN CMJ01060

    • CF11 Money Laundering Reporting (6 Apr 2007 to 28 Jan 2010)
  • Rupert Alan Leonard Hooper

    IRN RAH01240

    • SMF1 Chief Executive (9 Dec 2019 to 27 Feb 2024)
    • SMF3 Executive Director (9 Dec 2019 to 27 Feb 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 27 Feb 2024)
    • CF8 Apportionment and Oversight (6 Apr 2007 to 31 Mar 2009)
    • CF3 Chief Executive (6 Apr 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Apr 2007 to 8 Dec 2019)
    • CF1 Director (6 Apr 2007 to 8 Dec 2019)
  • Sylvia Marion Desmond

    IRN SMD01126

    • CF2 Non Executive Director (13 Aug 2007 to 1 Jun 2009)

Recent activity

Updates to this firm's record on the FCA register.

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