Date authorised
1 April 2013
Companies House
05173399
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    107 Southdown Road
    Harpenden
    Herts
    AL5 1QQ
    UNITED KINGDOM
    Phone
    +4401582948001
  • Complaints Contact

    107 Southdown Road
    Harpenden
    Herts
    AL5 1QQ
    UNITED KINGDOM
    Phone
    +441582948001

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Phillips

    IRN SXP01664

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (1 Aug 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Aug 2007 to 31 Mar 2009)
    • Responsible for Insurance Mediation (1 Aug 2007 to 30 Sep 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Harbans Lotay (no longer appointed)

    FRN 525497 · Appointed 8 Jun 2010 · Until 17 Mar 2011

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.