Date authorised
1 April 2013
Companies House
05229344
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    55 Grove Road
    55-57 Grove Road
    Harrogate
    North Yorkshire
    HG1 5EP
    UNITED KINGDOM
    Phone
    +4401795890804
  • Complaints Contact

    55 Grove Road
    55-57 Grove Road
    Harrogate
    North Yorkshire
    HG1 5EP
    UNITED KINGDOM
    Phone
    +4401795890804

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Angela Jayne Rhiannon Petty

    IRN AJP01437

    • Responsible for Insurance Distribution (since 7 Apr 2021)
    • SMF3 Executive Director (since 7 Apr 2021)
  • Daniel James Cooper

    IRN DJC01311

    • SMF3 Executive Director (9 Dec 2019 to 19 Jan 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 19 Jan 2021)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
  • Kathryn Underdown

    IRN KXU01018

    • SMF3 Executive Director (9 Dec 2019 to 29 Apr 2021)
    • CF1 Director (11 May 2006 to 8 Dec 2019)
  • Veronica Elizabeth Cooper

    IRN VEC01014

    • SMF3 Executive Director (9 Dec 2019 to 19 Jan 2021)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • James Aubrey Robson (no longer appointed)

    FRN 709839 · Appointed 10 Jul 2015 · Until 20 Jan 2016

  • Steven Dixon (no longer appointed)

    FRN 675844 · Appointed 6 Mar 2015 · Until 29 Jun 2015

  • Richard Love (no longer appointed)

    FRN 627028 · Appointed 1 Jul 2014 · Until 20 Jan 2016

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.