The Finance Family Limited

• Principal Place of Business

  The Finance Family

  The House On The Green

  High Street

  Wombourne

  Wolverhampton

  Staffordshire

  WV5 9DP

  UNITED KINGDOM

  Phone

  +447891367406

  Web

  https://www.thefinance-family.co.uk

• Complaints Contact

  The Finance Family

  The House On The Green

  High Street

  Wombourne

  Wolverhampton

  Staffordshire

  WV5 9DP

  UNITED KINGDOM

  Phone

  +447891367406

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kevin Smith

  IRN KXS02665

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 14 Sep 2021)
  • [FCA CF] Client dealing (since 1 Sep 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Aug 2021)
  • [FCA CF] Significant management (since 31 Mar 2021)
  • [FCA CF] CASS oversight function (since 31 Mar 2021)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Sep 2018)
  • CF10 Compliance Oversight (21 Sep 2018 to 8 Dec 2019)
  • Responsible for Insurance Mediation (21 Sep 2018 to 30 Sep 2018)
  • CF1 Director (3 Sep 2018 to 3 Sep 2018)
  • Responsibility for MCD Intermediation (3 Sep 2018 to 3 Sep 2018)
• Laura Hollis

  IRN LXH00179

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 21 Jul 2023)
  • [FCA CF] Functions requiring qualifications (since 21 Jul 2023)
• Lauren Danielle Hope Thomas-Clowes

  IRN LXT00123

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 4 Oct 2023)
• Lee Damien Tonks

  IRN LXT00086

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 1 May 2025)
• Lee Mathew Maddox

  IRN LXM00827

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 15 Jan 2026)
  • [FCA CF] Functions requiring qualifications (since 15 Jan 2026)
• Louise Marie Jones

  IRN LXJ00104

  • [FCA CF] Manager of certification employee (since 1 Sep 2021)
• Manvir Singh

  IRN MXS01154

  • [FCA CF] Functions requiring qualifications (28 Oct 2022 to 28 Aug 2025)
• Nathan Baker

  IRN NXB00535

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 31 Jul 2024)
• Nicola Southall

  IRN NXS00106

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 10 Oct 2023)
• Paul Michael Stevenson Penman

  IRN PMP01033

  • [FCA CF] Client dealing (6 Jun 2023 to 2 Jan 2024)
  • [FCA CF] Functions requiring qualifications (6 Jun 2023 to 2 Jan 2024)

No changes recorded yet.