The Devereux Partnership LLP

• Principal Place of Business

  Claremont House

  70-72 Alma Road

  Windsor

  Berkshire

  SL4 3EZ

  UNITED KINGDOM

  Phone

  +4401753847676

  Web

  https://www.tdpl.biz

• Complaints Contact

  70-72 Alma Road,

  Windsor

  berks

  SL4 3EZ

  UNITED KINGDOM

  Phone

  +441753847676

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Investment Advice (no pensions)

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anthony Paul Cross

  IRN APC00039

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF11 Money Laundering Reporting (4 Nov 2009 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (23 Mar 2006 to 30 Sep 2018)
  • CF4 Partner (23 Mar 2006 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (23 Mar 2006 to 31 Mar 2009)
  • CF21 Investment Adviser (23 Mar 2006 to 31 Oct 2007)
  • CF10 Compliance Oversight (23 Mar 2006 to 8 Dec 2019)
• Barbara Linda Denyer

  IRN BLD00010

  • CF4 Partner (23 Mar 2006 to 19 Jan 2009)
• Graham Dennis Reed

  IRN GXR01169

  • CF30 Customer (1 Nov 2007 to 1 Feb 2008)
  • CF21 Investment Adviser (12 Oct 2006 to 31 Oct 2007)
• Hugh David Hornby

  IRN HDH00001

  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 21 Feb 2023)
  • [FCA CF] Client dealing (since 21 Feb 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (1 Jan 2013 to 8 Dec 2019)
  • CF30 Customer (1 Jan 2013 to 8 Dec 2019)
  • CF4 Partner (1 Jan 2013 to 8 Dec 2019)
• Stuart Ian Goodband

  IRN SIG01015

  • CF11 Money Laundering Reporting (23 Mar 2006 to 30 Jul 2009)
  • CF4 Partner (23 Mar 2006 to 30 Jul 2009)

No changes recorded yet.