Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    40 Victoria Avenue
    Rayleigh
    Essex
    SS6 9BT
    UNITED KINGDOM
    Phone
    +4401268783244
  • Complaints Contact

    40 Victoria Avenue
    Rayleigh
    Essex
    SS6 9BT
    UNITED KINGDOM

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding the administration of debt management plans. In this limitation debt management plans are defined as: a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debt, by making regular payments to a third party which administers the plan and distributes the money to lenders
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Claire Louise Walton

    IRN CLW01064

    • Responsible for Insurance Distribution (since 21 Jun 2022)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF10 Compliance Oversight (21 Jun 2016 to 8 Dec 2019)
    • CF4 Partner (31 Oct 2004 to 8 Dec 2019)
  • Patricia Lilian Cooper

    IRN PLC01045

    • SMF27 Partner (9 Dec 2019 to 30 Jun 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 30 Jun 2021)
    • Responsible for Insurance Mediation (5 Nov 2015 to 30 Sep 2018)
    • CF4 Partner (31 Oct 2004 to 8 Dec 2019)
  • Raymond Frederick Cooper

    IRN RFC01047

    • Responsible for Insurance Mediation (14 Jan 2005 to 14 Apr 2013)
    • CF4 Partner (31 Oct 2004 to 14 Apr 2013)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Philip Howorth (no longer appointed)

    FRN 534467 · Appointed 26 Oct 2010 · Until 22 Feb 2011

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.