The Compliance Guys Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Credit Brokering
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.

Senior staff personally approved by the FCA to hold their roles here.

Paul James Harding
IRN PJH01452
- CF1 Director (AR) (since 23 Jan 2024)
Paul Quinn
IRN PXQ01013
- CF1 Director (AR) (since 28 Jun 2024)
Peter Dewar
IRN PXD00402
- CF1 Director (AR) (since 1 Oct 2024)
Peter Hunt
IRN PXH00731
- CF1 Director (AR) (since 24 Sep 2024)
Philip Andrew Wardle
IRN PXW00136
- CF1 Director (AR) (since 16 Nov 2023)
Philip David White
IRN PDW01111
- CF1 Director (AR) (since 20 Jan 2026)
Richard Bailey
IRN RXB00597
- CF1 Director (AR) (9 May 2022 to 8 Jan 2024)
Richard John Evans
IRN RJE01122
- CF1 Director (AR) (since 30 May 2022)
Richard Martin Shiner
IRN RMS01146
- CF1 Director (AR) (11 Feb 2025 to 15 May 2025)
Richard Neil Arnold
IRN RNA01032
- CF1 Director (AR) (since 25 Apr 2025)

Smaller firms operating under this firm's FCA authorisation.

EARLS AUTOS LTD (no longer appointed)
FRN 1015671 · Appointed 22 May 2024 · Until 9 Apr 2025
Moto Martyn Motorcycle Sales Ltd (no longer appointed)
FRN 1010667 · Appointed 1 May 2024 · Until 8 Aug 2025
AW Automotive Ltd (no longer appointed)
FRN 1010562 · Appointed 24 Apr 2024 · Until 11 Jun 2024
Training Beauty & Beyond Ltd (no longer appointed)
FRN 976773 · Appointed 17 Apr 2024 · Until 15 Sep 2025
CJBN Consulting Ltd (no longer appointed)
FRN 1008257 · Appointed 23 Feb 2024 · Until 25 Feb 2025
TAL Marketing Group Limited (no longer appointed)
FRN 968428 · Appointed 21 Feb 2024 · Until 29 May 2025
MOTORVATION (SCOTLAND) LTD (no longer appointed)
FRN 992164 · Appointed 23 Jan 2024 · Until 6 Feb 2025
MOTORSYNC LTD (no longer appointed)
FRN 999556 · Appointed 12 Jul 2023 · Until 14 Jan 2025
Chinese Garage Ltd (no longer appointed)
FRN 404240 · Appointed 17 Apr 2023 · Until 7 Feb 2025
S Parkhouse Motor Company Ltd (no longer appointed)
FRN 994808 · Appointed 14 Apr 2023 · Until 21 Jul 2023

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.