The Compliance Guys Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Credit Brokering
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.

Senior staff personally approved by the FCA to hold their roles here.

Helena O'Neill
IRN HXO00078
- CF1 Director (AR) (since 28 Apr 2025)
Hira Iqbal
IRN HXI00042
- CF1 Director (AR) (since 5 Feb 2024)
Ian Grosskopf
IRN IXG00162
- CF1 Director (AR) (since 9 Apr 2025)
Jack Richards
IRN JXR00498
- CF1 Director (AR) (28 Jan 2022 to 8 Nov 2022)
James Birks
IRN JXB01310
- CF1 Director (AR) (23 Mar 2023 to 4 Nov 2024)
James George Reid
IRN JGR01043
- CF1 Director (AR) (since 17 Mar 2023)
James Williams
IRN JXW00863
- CF1 Director (AR) (4 Apr 2023 to 24 Feb 2025)
Joanne Jackson
IRN JXJ00216
- CF1 Director (AR) (27 May 2022 to 8 Nov 2022)
Jonathan Lee Rix
IRN JXR00155
- SMF3 Executive Director (since 29 Apr 2021)
Jordan Earl
IRN JXE28418
- CF1 Director (AR) (22 May 2024 to 10 Apr 2025)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.