The Compliance Guys Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Credit Brokering
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.

Senior staff personally approved by the FCA to hold their roles here.

Paul James Harding
IRN PJH01452
- CF1 Director (AR) (since 23 Jan 2024)
Paul Quinn
IRN PXQ01013
- CF1 Director (AR) (since 28 Jun 2024)
Peter Dewar
IRN PXD00402
- CF1 Director (AR) (since 1 Oct 2024)
Peter Hunt
IRN PXH00731
- CF1 Director (AR) (since 24 Sep 2024)
Philip Andrew Wardle
IRN PXW00136
- CF1 Director (AR) (since 16 Nov 2023)
Philip David White
IRN PDW01111
- CF1 Director (AR) (since 20 Jan 2026)
Richard Bailey
IRN RXB00597
- CF1 Director (AR) (9 May 2022 to 8 Jan 2024)
Richard John Evans
IRN RJE01122
- CF1 Director (AR) (since 30 May 2022)
Richard Martin Shiner
IRN RMS01146
- CF1 Director (AR) (11 Feb 2025 to 15 May 2025)
Richard Neil Arnold
IRN RNA01032
- CF1 Director (AR) (since 25 Apr 2025)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.