The Compliance Guys Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Credit Brokering
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.

Senior staff personally approved by the FCA to hold their roles here.

Adam White
IRN AXW00856
- CF1 Director (AR) (24 Apr 2024 to 10 Jun 2024)
Allan George Otley
IRN AGO01012
- CF1 Director (AR) (since 2 Sep 2025)
Alvin Lee
IRN AXL00456
- CF1 Director (AR) (since 11 Jul 2022)
Andrew Elliott
IRN AXE00222
- CF1 Director (AR) (since 21 Sep 2023)
Andrew Wyatt
IRN AXW00803
- CF1 Director (AR) (15 Sep 2023 to 23 Apr 2025)
Ansar Majeed
IRN AXM90938
- CF1 Director (AR) (4 Apr 2022 to 2 Mar 2026)
Antony James Richards
IRN AXR00608
- CF1 Director (AR) (28 Jul 2022 to 12 Sep 2023)
Ashley Michael Naylor
IRN AXN00230
- CF1 Director (AR) (10 May 2022 to 3 Feb 2023)
Benjamin Jordan
IRN BXJ00159
- CF1 Director (AR) (23 Apr 2025 to 5 Feb 2026)
Callum Rose
IRN CXR00483
- CF1 Director (AR) (since 21 Nov 2023)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.