THE CAPITAL PARTNERSHIP (U.K.) LIMITED

Date authorised
1 April 2013
Companies House
03640108
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Capital Partnership, 11 Upper Grosvenor Street
    London
    Westminster
    W1K 2NB
    UNITED KINGDOM
    Phone
    +4402073558000

  • Complaints Contact

    The Capital Partnership, 11 Upper Grosvenor Street
    London
    Westminster
    W1K 2NB
    UNITED KINGDOM
    Phone
    +4402073558000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Serdar Bardak

    IRN SXB02238

    • CF30 Customer (27 Jun 2008 to 3 Aug 2012)
  • Silje Ross

    IRN SXR01653

    • CF11 Money Laundering Reporting (15 Oct 2007 to 4 Feb 2009)
    • CF10 Compliance Oversight (15 Oct 2007 to 4 Feb 2009)
  • Steven John McKenna

    IRN SJM01324

    • CF21 Investment Adviser (12 Sep 2002 to 28 Feb 2004)
  • Suraj Harichandra Valand

    IRN SHV01005

    • CF30 Customer (1 Nov 2007 to 15 Mar 2011)
    • CF22 Investment Adviser (Trainee) (18 Sep 2006 to 31 Oct 2007)
  • Timothy John Savage

    IRN TJS01153

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Significant management (31 Mar 2021 to 8 May 2025)
    • CF11 Money Laundering Reporting (5 Feb 2009 to 8 Dec 2019)
    • CF10 Compliance Oversight (5 Feb 2009 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.